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3M CO — Director's Dealing 2004
May 10, 2004
17737_dirs_2004-05-10_d1f92378-fb7d-4ff5-ac64-fbf2f2ade962.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2004-05-06
Reporting Person: WIENS HAROLD J (EXEC VP INDUSTRIAL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-05-06 | Common Stock | M | 4790 | $46.675 | Acquired | 40529 | Direct |
| 2004-05-06 | Common Stock | F | 2636 | $84.79 | Disposed | 37893 | Direct |
| 2004-05-06 | Common Stock | F | 704 | $84.79 | Disposed | 37189 | Direct |
| 2004-05-06 | Common Stock | M | 43096 | $47.5 | Acquired | 80285 | Direct |
| 2004-05-06 | Common Stock | F | 24142 | $84.79 | Disposed | 56143 | Direct |
| 2004-05-06 | Common Stock | F | 6197 | $84.79 | Disposed | 49946 | Direct |
| 2004-05-06 | Common Stock | M | 710 | $48.4 | Acquired | 50656 | Direct |
| 2004-05-06 | Common Stock | F | 405 | $84.79 | Disposed | 50251 | Direct |
| 2004-05-06 | Common Stock | F | 99 | $84.79 | Disposed | 50152 | Direct |
| 2004-05-06 | Common Stock | M | 4812 | $48.4 | Acquired | 54964 | Direct |
| 2004-05-06 | Common Stock | F | 2746 | $84.79 | Disposed | 52218 | Direct |
| 2004-05-06 | Common Stock | F | 675 | $84.79 | Disposed | 51543 | Direct |
| 2004-05-06 | Common Stock | M | 732 | $48.4 | Acquired | 52275 | Direct |
| 2004-05-06 | Common Stock | F | 417 | $84.79 | Disposed | 51858 | Direct |
| 2004-05-06 | Common Stock | F | 102 | $84.79 | Disposed | 51756 | Direct |
| 2004-05-06 | Common Stock | M | 5396 | $47.475 | Acquired | 57152 | Direct |
| 2004-05-06 | Common Stock | F | 3021 | $84.79 | Disposed | 54131 | Direct |
| 2004-05-06 | Common Stock | F | 776 | $84.79 | Disposed | 53355 | Direct |
| 2004-05-06 | Common Stock | M | 526 | $47.475 | Acquired | 53881 | Direct |
| 2004-05-06 | Common Stock | F | 294 | $84.79 | Disposed | 53587 | Direct |
| 2004-05-06 | Common Stock | F | 75 | $84.79 | Disposed | 53512 | Direct |
| 2004-05-06 | Common Stock | M | 468 | $58.625 | Acquired | 53980 | Direct |
| 2004-05-06 | Common Stock | F | 323 | $84.79 | Disposed | 53657 | Direct |
| 2004-05-06 | Common Stock | F | 47 | $84.79 | Disposed | 53610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $46.675 | M | 4790 | Disposed | 2008-05-12 | Common Stock (4790) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $47.475 | M | 5396 | Disposed | 2006-05-14 | Common Stock (5396) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $47.475 | M | 526 | Disposed | 2007-05-13 | Common Stock (526) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $47.5 | M | 43096 | Disposed | 2009-05-10 | Common Stock (43096) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $48.4 | M | 710 | Disposed | 2004-05-07 | Common Stock (710) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $48.4 | M | 4812 | Disposed | 2005-05-06 | Common Stock (4812) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $48.4 | M | 732 | Disposed | 2006-05-12 | Common Stock (732) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $58.625 | M | 468 | Disposed | 2007-05-13 | Common Stock (468) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 3421 | Acquired | 2005-05-06 | Common Stock (3421) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 3797 | Acquired | 2006-05-12 | Common Stock (3797) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 519 | Acquired | 2006-05-12 | Common Stock (519) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 369 | Acquired | 2007-05-11 | Common Stock (369) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 370 | Acquired | 2007-05-11 | Common Stock (370) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 3340 | Acquired | 2008-05-12 | Common Stock (3340) | Direct |
| 2004-05-06 | Non-Qualified Stock Option (right to buy) | $84.8 | A | 30339 | Acquired | 2009-05-11 | Common Stock (30339) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1884 | Indirect |
Footnotes
F1: The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
The directly-held common stock holding reported in Table I includes shares acquired pursuant to 3M's Dividend Reinvestment Program in transactions exempt from Section 16; this total also includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan.
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