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3M CO — Director's Dealing 2004
May 13, 2004
17737_dirs_2004-05-12_c64ece30-9e3c-4c79-988b-f9c848929bda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2004-05-11
Reporting Person: REICH CHARLES (EXEC VP HEALTH CARE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-04-26 | Common Stock | G | 113 | — | Acquired | 236 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-05-11 | Non-Qualified Stock Option (right to buy) | $84.4 | A | 81621 | Acquired | 2014-05-09 | Common Stock (81621) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 61677 | Direct |
| Common Stock | 2254 | Indirect |
| Common Stock | 143 | Indirect |
Footnotes
F1: Gift to daughter; the reporting person disclaims beneficial ownership of all securities held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2: The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
The directly-held common stock holding reported in Table I includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan.