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3M CO — Director's Dealing 2004
Nov 12, 2004
17737_dirs_2004-11-12_c254d729-f2c6-4ef6-a9cd-81d5ce5066e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2004-11-10
Reporting Person: CAMPBELL PATRICK D (VICE PRESIDENT FINANCE & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-10 | Common Stock | M | 9199 | $55.975 | Acquired | 18439 | Direct |
| 2004-11-10 | Common Stock | F | 6362 | $80.925 | Disposed | 12077 | Direct |
| 2004-11-10 | Common Stock | F | 927 | $80.925 | Disposed | 11150 | Direct |
| 2004-08-14 | Common Stock | J | 1007 | — | Acquired | 1026 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-08-14 | Incentive Stock Option (right to buy) | $28.6348 | J | 832 | Acquired | 2005-05-09 | Common Stock (832) | Indirect |
| 2004-08-14 | Incentive Stock Option (right to buy) | $43.35 | J | 880 | Acquired | 2010-05-09 | Common Stock (880) | Indirect |
| 2004-08-14 | Incentive Stock Option (right to buy) | $45.85 | J | 880 | Acquired | 2007-05-13 | Common Stock (880) | Indirect |
| 2004-08-14 | Incentive Stock Option (right to buy) | $46.675 | J | 880 | Acquired | 2008-05-12 | Common Stock (880) | Indirect |
| 2004-08-14 | Incentive Stock Option (right to buy) | $47.5 | J | 880 | Acquired | 2009-05-10 | Common Stock (880) | Indirect |
| 2004-08-14 | Incentive Stock Option (right to buy) | $58.625 | J | 880 | Acquired | 2011-05-08 | Common Stock (880) | Indirect |
| 2004-11-10 | Non-Qualified Stock Option (right to buy) | $55.975 | M | 9199 | Disposed | 2012-02-01 | Common Stock (9199) | Direct |
| 2004-11-10 | Non-Qualified Stock Option (right to buy) | $80.95 | A | 7289 | Acquired | 2011-05-06 | Common Stock (7289) | Direct |
| 2004-08-14 | Non-Qualified Stock Option (right to buy) | $61.85 | J | 926 | Acquired | 2013-05-12 | Common Stock (926) | Indirect |
| 2004-08-14 | Non-Qualified Stock Option (right to buy) | $64.5 | J | 740 | Acquired | 2012-05-14 | Common Stock (740) | Indirect |
| 2004-08-14 | Non-Qualified Stock Option (right to buy) | $84.4 | J | 966 | Acquired | 2004-05-19 | Common Stock (966) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 394 | Indirect |
| Common Stock | 1476 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $61.85 | 2013-05-12 | Common Stock (44000) | 44000 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5 | 2012-05-14 | Common Stock (40000) | 40000 | Direct |
Footnotes
F1: The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on 8/14/04.
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