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3M CO — Director's Dealing 2004
Nov 16, 2004
17737_dirs_2004-11-16_db447504-1955-4582-9003-34cda633c34a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2004-11-12
Reporting Person: STAKE JAMES B (EXEC VP DISPLAY & GRAPHICS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-11-12 | Common Stock | M | 5472 | $45.85 | Acquired | 23217 | Direct |
| 2004-11-12 | Common Stock | F | 3048 | $82.29 | Disposed | 20169 | Direct |
| 2004-11-12 | Common Stock | F | 792 | $82.29 | Disposed | 19377 | Direct |
| 2004-11-12 | Common Stock | M | 8418 | $46.675 | Acquired | 27795 | Direct |
| 2004-11-12 | Common Stock | F | 4774 | $82.29 | Disposed | 23021 | Direct |
| 2004-11-12 | Common Stock | F | 1191 | $82.29 | Disposed | 21830 | Direct |
| 2004-11-12 | Common Stock | M | 8456 | $47.5 | Acquired | 30286 | Direct |
| 2004-11-12 | Common Stock | F | 4881 | $82.29 | Disposed | 25405 | Direct |
| 2004-11-12 | Common Stock | F | 1169 | $82.29 | Disposed | 24236 | Direct |
| 2004-11-12 | Common Stock | M | 3488 | $58.625 | Acquired | 27724 | Direct |
| 2004-11-12 | Common Stock | F | 2484 | $82.29 | Disposed | 25240 | Direct |
| 2004-11-12 | Common Stock | F | 328 | $82.29 | Disposed | 24912 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $45.85 | M | 5472 | Disposed | 2007-05-13 | Common Stock (5472) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $46.675 | M | 8418 | Disposed | 2008-05-12 | Common Stock (8418) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $47.5 | M | 8456 | Disposed | 2009-05-10 | Common Stock (8456) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $58.625 | M | 3488 | Disposed | 2011-05-08 | Common Stock (3488) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $82.3 | A | 3840 | Acquired | 2007-05-11 | Common Stock (3840) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $82.3 | A | 5965 | Acquired | 2008-05-12 | Common Stock (5965) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $82.3 | A | 6050 | Acquired | 2009-05-11 | Common Stock (6050) | Direct |
| 2004-11-12 | Non-Qualified Stock Option (right to buy) | $82.3 | A | 2812 | Acquired | 2011-05-06 | Common Stock (2812) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 416 | Indirect |
| Common Stock | 1493 | Indirect |
| Common Stock | 152 | Indirect |
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