3i Group PLC — Major Shareholding Notification 2017

Feb 16, 2017

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RNS Number : 0757X

LiDCO Group Plc

16 February 2017

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii			Lidco Group PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights				YES
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached				NO
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments				NO
An event changing the breakdown of voting rights				NO
Other (please specify):				NO
3. Full name of person(s) subject to the notification obligation: iii		Ingalls & Snyder LLC ("I&S") and Ingalls & Snyder Value Partners LP ("ISVP").
4. Full name of shareholder(s) (if different from 3.):iv		I&S, on behalf of its clients, has dispositive authority over (i.e. the power and authorization to sell at I&S's discretion) 17,552,620 shares.  In respect of 13,820,000 of such 17,552,620 shares ISVP (as beneficial owner) shares dispositive authority with I&S and has voting authority.  So in respect of the 13,820,000 shares beneficially held by ISVP, I&S has and ISVP share dispositive authority and ISVP has voting authority.
5. Date of the transaction and date on which the threshold is crossed or reached: v		February 15, 2017
6. Date on which issuer notified:		February 16, 2017
7. Threshold(s) that is/are crossed or reached: vi, vii		Interest in excess of 7% of issued share capital.

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE	Situation previous to the triggering transaction						Resulting situation after the triggering transaction
Number of Shares			Number of Voting Rights			Number of shares		Number of voting rights			% of  voting rights x
Direct		Direct xi		Indirect xii	Direct			Indirect
Ordinary Shares of 0.5 pence ISIN GB0030546849	17,693,922			-			17,552,620		See note 4 above. I&S has dispositive authority over 17,552,620shares and ISVP has voting authority and shares dispositive authority in respect of              13,820,000 of such shares.		-	7.18% (Note: For these purposes we have assumed that dispositive authority is equivalent to voting rights).			-
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument			Expiration date xiii		Exercise/ Conversion Period xiv					Number of voting rights that may be acquired if the instrument is exercised/ converted.				% of voting rights
N/A
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument		Exercise price		Expiration date xvii		Exercise/ Conversion period xviii			Number of voting rights instrument refers to				% of voting rights xix, xx
N/A													Nominal			Delta
Total (A+B+C)
Number of voting rights								Percentage of voting rights
17,552,620 (Note: For these purposes we have assumed that dispositive authority is equivalent to voting rights).								7.18% (Note: For these purposes we have assumed that dispositive authority is equivalent to voting rights).

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
N/A
Proxy Voting:
10. Name of the proxy holder:		N/A
11. Number of voting rights proxy holder will cease to hold:		N/A
12. Date on which proxy holder will cease to hold voting rights:		N/A
13. Additional information:
14. Contact name:	Frank Stolba
15. Contact telephone number:	(001) (212) 269 - 7814

This information is provided by RNS

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