AI assistant
3D SYSTEMS CORP — Director's Dealing 2014
Nov 20, 2014
33095_dirs_2014-11-20_ca58e34f-cce8-420e-b6d0-4581176111f7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2014-11-19
Reporting Person: LOEWENBAUM G WALTER II (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-19 | Common Stock | J | 50000 | $0.00 | Disposed | 215815 | Indirect |
| 2014-11-19 | Common Stock | J | 50000 | $0.00 | Disposed | 904394 | Direct |
| 2014-11-19 | Common Stock | P | 5000 | $36.00 | Acquired | 909394 | Direct |
| 2014-11-19 | Common Stock | J | 50000 | $0.00 | Acquired | 50000 | Indirect |
| 2014-11-19 | Common Stock | J | 50000 | $0.00 | Acquired | 50000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 376441 | Indirect |
| Common Stock | 33279 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 60000 | Indirect |
| Common Stock | 55565 | Indirect |
| Common Stock | 67500 | Indirect |
| Common Stock | 198802 | Indirect |
| Common Stock | 180000 | Indirect |
| Common Stock | 100000 | Indirect |
| Common Stock | 100000 | Indirect |
Footnotes
F1: Mrs. Loewenbaum transferred 50,000 shares from her direct account to The Lillian Shaw Loewenbaum TTEE the LSL3DS 2014 Annuity Trust. This did not change her total beneficiary ownership of the transaction date.
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F3: Mr. Loewenbaum transferred 50,000 shares from his direct account to The George Walter Loewenbaum TTEE The GWL3DS 2014 Annuity Trust U/A Dtd 11/13/2014. This did not change his total beneficiary ownership of the transaction date.
F4: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.98 to $36.00, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 4 of this Form 4.
F5: Mrs. Loewenbaum serves as trustee.
F6: Mr. Loewenbaum serves as Trustee.
F7: Mr. and Mrs. Loewenbaum serve as Trustees.
F8: Mr. and Mrs. Loewenbaum are the general partners.
F9: The limited liability company is owned 100% by Mr. Loewenbaum.