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10x Genomics, Inc. — Director's Dealing 2022
Sep 16, 2022
31830_dirs_2022-09-16_db64bd63-58bb-476b-b7a8-f091aa558aee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 10x Genomics, Inc. (TXG)
CIK: 0001770787
Period of Report: 2022-09-14
Reporting Person: McAnear Justin J. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-14 | Class A Common Stock | A | 20297 | — | Acquired | 78389 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-14 | Stock Option (right to buy) | $33.67 | A | 40593 | Acquired | 2032-09-14 | Class A Common Stock (40593) | Direct |
| 2022-09-14 | Performance-based Restricted Stock Units | $ | A | 40593 | Acquired | 2026-09-14 | Class A Common Stock (40593) | Direct |
Footnotes
F1: Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs vest on each quarterly anniversary measured from August 21, 2022, subject to the Reporting Person continuing as a service provider through each such date.
F2: 1/48th of the shares subject to the option vest on each monthly anniversary measured from September 14, 2022, subject to the Reporting Person continuing as a service provider through each such date.
F3: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date.