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WESTERN SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 002673 ISIN · CNE100001D96 LEI · 300300E1010661000039 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,357 across all filing types
Latest filing 2024-04-23 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 002673

About WESTERN SECURITIES CO.,LTD

https://www.westsecu.com

Western Securities Co., Ltd. provides a comprehensive suite of financial and investment services. The firm’s core operations encompass securities brokerage, investment banking, asset management, and investment consulting. Its investment banking arm facilitates capital raising through initial public offerings and refinancing, alongside advisory services for mergers and acquisitions. The company also engages in proprietary trading, margin trading, and securities lending. Serving a diverse clientele of individual, corporate, and institutional investors, the organization utilizes an extensive service network and digital infrastructure to deliver research-based insights and wealth management solutions. The firm prioritizes risk management and technological integration to optimize financial service delivery and support client-focused investment strategies.

Recent filings

Filing Released Lang Actions
年度关联方资金占用专项审计报告
Audit Report / Information Classification · 95% confidence The document is a detailed special explanation report regarding non-operating fund occupation and other related party fund transactions of Western Securities Co., Ltd. for the year 2023. It includes a summary table of related party transactions and is addressed to an accounting firm, referencing audit procedures and compliance with regulatory guidelines on listed company fund transactions. The document contains substantive financial data and detailed disclosures about related party transactions and fund usage, which are typically part of audit or regulatory compliance reports. It is not a full annual report, earnings release, or management discussion, but rather a specialized audit-related disclosure focusing on non-operating fund occupation and related party transactions. This fits best under the category of Audit Report / Information (AR), as it is a standalone audit-related report with detailed financial and compliance information, not a general annual report or other category. The document length and content confirm it is a full report, not just an announcement or certification, so it is not RPA or RNS.
2024-04-23 Chinese
2024年度投资者关系管理工作计划
Board/Management Information Classification · 95% confidence The document is titled as the "2024年度投资者关系管理工作计划" (2024 Annual Investor Relations Management Work Plan) of 西部证券股份有限公司 (Western Securities Co., Ltd.). It outlines the company's principles, objectives, and specific measures for investor relations management in 2024, including information disclosure, shareholder meetings, investor communication, insider information management, and crisis handling. The document does not contain financial statements, audit opinions, earnings data, or regulatory certifications. It is a detailed plan related to investor relations management rather than a financial report, earnings release, or regulatory filing. It is also not a report publication announcement since it does not mention the release or attachment of any report. The content is focused on management information related to investor relations and corporate governance practices. Therefore, the most appropriate classification is Board/Management Information (MANG), as it relates to management's plans and governance activities regarding investor relations.
2024-04-23 Chinese
2023年年度报告摘要
Annual Report Classification · 95% confidence The document is titled "西部证券股份有限公司 2023 年年度报告摘要" which translates to "Western Securities Co., Ltd. 2023 Annual Report Summary." It contains detailed financial data for the year 2023, including revenue, net profit, earnings per share, and other key financial metrics. It also discusses business operations, industry context, shareholder information, and accounting policy changes. The document is comprehensive and includes substantive financial statements and analysis for the full fiscal year 2023. It is not a brief announcement or a certification letter but a full financial report summary. Therefore, it fits the definition of an Annual Report (10-K). FY 2023
2024-04-23 Chinese
关于2023年度会计师事务所履职情况评估报告
Audit Report / Information Classification · 95% confidence The document is titled as an evaluation report on the performance of the accounting firm (auditor) for the year 2023. It discusses the auditor's qualifications, audit plan, execution, quality management, and information security management. It mentions that the auditor issued an audit report and expressed an audit opinion, but the document itself is an evaluation of the auditor's performance rather than the audit report or the full annual report. The document length is short (1869 characters) and it does not contain financial statements or detailed financial data. It is a standalone audit-related report focusing on the auditor's performance and compliance with auditing standards. Therefore, it fits best under the category Audit Report / Information (AR), which includes standalone audit reports and related information excluding full annual reports. FY 2023
2024-04-23 Chinese
监事会对公司2024年第一季度报告出具的审核意见
Audit Report / Information Classification · 95% confidence The document is a supervisory board's audit opinion on the company's 2024 first quarter report. It references the 2024 first quarter report and confirms compliance with laws and regulations, and the accuracy and completeness of the report. The document is short (547 characters) and contains the audit opinion rather than the full quarterly report itself. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to periodic reports, excluding the full report itself.
2024-04-23 Chinese
2023年社会责任报告
Environmental & Social Information Classification · 95% confidence The document is titled '2023 社会责任报告' which translates to '2023 Social Responsibility Report'. It contains extensive content on corporate governance, compliance, risk management, party building, cultural construction, and social responsibility activities such as community engagement and environmental initiatives. The document includes detailed descriptions of the company's ESG (Environmental, Social, and Governance) efforts, risk control, anti-money laundering obligations, and contributions to society. There is no indication that this is a financial report like an annual or interim report, nor is it a regulatory filing or announcement. The focus on social responsibility and ESG factors clearly aligns with the Environmental & Social Information (SR) category.
2024-04-23 Chinese

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