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WESTERN SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 002673 ISIN · CNE100001D96 LEI · 300300E1010661000039 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,357 across all filing types
Latest filing 2024-04-23 Remuneration Information
Country CN China
Listing Shenzhen Stock Exchange 002673

About WESTERN SECURITIES CO.,LTD

https://www.westsecu.com

Western Securities Co., Ltd. provides a comprehensive suite of financial and investment services. The firm’s core operations encompass securities brokerage, investment banking, asset management, and investment consulting. Its investment banking arm facilitates capital raising through initial public offerings and refinancing, alongside advisory services for mergers and acquisitions. The company also engages in proprietary trading, margin trading, and securities lending. Serving a diverse clientele of individual, corporate, and institutional investors, the organization utilizes an extensive service network and digital infrastructure to deliver research-based insights and wealth management solutions. The firm prioritizes risk management and technological integration to optimize financial service delivery and support client-focused investment strategies.

Recent filings

Filing Released Lang Actions
董事会关于2023年度董事绩效考核和薪酬情况的专项说明
Remuneration Information Classification · 95% confidence The document is a detailed explanation from the board of directors regarding the 2023 annual performance assessment and remuneration of the company's directors. It references internal governance documents and legal regulations, and discusses the assessment content, procedures, and results for the directors' performance and pay. It does not contain full financial statements or comprehensive financial performance data typical of an Annual Report (10-K) or Interim Report (IR). It is focused specifically on board-level remuneration and performance assessment, which aligns with Remuneration Information filings. The document is 813 characters long, which is relatively short but contains substantive content about director remuneration and performance assessment, not just an announcement or a brief note. Therefore, the best classification is Remuneration Information (DEF 14A).
2024-04-23 Chinese
2023年度监事会工作报告
Management Reports Classification · 95% confidence The document is titled as the "2023 Annual Supervisory Board Work Report" of a securities company. It details the supervisory board's activities, meetings, oversight of financial reports, compliance with laws and regulations, internal control evaluations, risk management, and other governance-related matters for the year 2023. It includes references to the review and audit of the company's 2023 financial reports and internal control reports, but it is itself a report on the supervisory board's work rather than the full annual report or financial statements. The document is comprehensive and contains substantive content about the supervisory board's oversight and governance activities, which aligns with a Management Reports category rather than a simple announcement or a full annual report. It is not a certification, proxy, or voting result document, nor is it a short announcement or presentation. Therefore, the best fit is Management Reports (MDA). The document length (4944 characters) supports it being a full report rather than a brief announcement.
2024-04-23 Chinese
监事会对公司2023年度内部控制评价报告出具的审核意见
Audit Report / Information Classification · 95% confidence The document is a review opinion issued by the supervisory board on the company's 2023 internal control evaluation report. It references internal control standards and confirms the effectiveness of internal controls during the report period. The document is short (624 characters) and primarily contains audit opinions and signatures from supervisors. It does not contain full financial statements or detailed financial data, nor is it an announcement of a report publication. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and internal control evaluation results. Therefore, the document is best classified as AR with high confidence.
2024-04-23 Chinese
2023年年度财务报告
Interim / Quarterly Report Classification · 95% confidence The document contains detailed financial data including assets, liabilities, equity, income, and expenses for both the current and previous periods. It includes consolidated and company-specific figures, with line items such as cash, loans, financial assets, revenues, and expenses. The presence of detailed financial statements and notes (e.g., 六、2, 六、3, etc.) indicates this is a comprehensive financial report. The length of the document (15,000 characters) and the depth of financial detail suggest it is a full financial report rather than a brief announcement or summary. The content aligns with an Interim / Quarterly Report (IR) because it provides substantive financial data and analysis for a period shorter than a full fiscal year, rather than a full annual report (10-K). There is no indication this is an earnings release (ER) which would be more summary in nature, nor is it a certification or announcement. Therefore, the document is best classified as an Interim / Quarterly Report (IR).
2024-04-23 Chinese
2023年度股东大会资料
AGM Information Classification · 100% confidence The document is titled "西部证券股份有限公司 2023 年度股东大会资料" which translates to "Western Securities Co., Ltd. 2023 Annual General Meeting Materials." It contains detailed reports and proposals typically presented at an Annual General Meeting (AGM), including the Board of Directors' work report, Supervisory Board report, the 2023 Annual Report and its summary, profit distribution plans, shareholder return plans, mid-term dividend arrangements, proposals on investment business scale and risk limits, debt financing tool issuance authorization, daily related party transactions, and amendments to the company charter. The content is comprehensive and intended for the shareholders' meeting, consistent with AGM materials. The document is about 15,000 characters, indicating it is a full set of AGM materials rather than a brief announcement or a standalone report. Therefore, the appropriate classification is AGM Information (AGM-R).
2024-04-23 Chinese
2023年度非经营性资金占用及其他关联资金往来情况汇总表
Regulatory Filings Classification · 90% confidence The document is a detailed tabular summary of non-operating fund occupation and other related party fund transactions for the year 2023 by 西部证券股份有限公司. It includes financial figures, relationships with related parties, and notes on approval by the board meeting in April 2024. The content is financial and operational data related to related party transactions, which is typically part of disclosures in annual or interim reports but here presented as a standalone summary table. The document length is 2040 characters, which is relatively short and does not contain comprehensive financial statements or management discussion. It is not an announcement of a report but a specific financial disclosure. Given the nature of the content focusing on related party transactions and financial data, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and disclosure that does not fit other specific categories like Annual Report or Interim Report. Therefore, the classification is RNS with high confidence.
2024-04-23 Chinese

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