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Upstart Holdings, Inc. — Investor Relations & Filings

Ticker · UPST ISIN · US91680M1071 LEI · 549300WNB47JRNENIC75 US Financial and insurance activities
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Filings indexed 854 across all filing types
Latest filing 2020-12-11 Regulatory Filings
Country US United States of America
Listing US UPST

About Upstart Holdings, Inc.

https://www.upstart.com/

Upstart Holdings, Inc. operates a cloud-based artificial intelligence (AI) lending platform. The platform functions as a marketplace, connecting consumers seeking credit with a network of partner banks and credit unions. Upstart's proprietary AI model leverages non-traditional variables, in addition to traditional credit metrics, to assess risk and determine creditworthiness. This approach aims to improve access to affordable credit for consumers while reducing risk and operational costs for its lending partners. The company facilitates the origination of various consumer loan products, including unsecured personal loans, automotive refinance loans, and home equity lines of credit (HELOCs).

Recent filings

Filing Released Lang Actions
Regulatory Filings 2020
Regulatory Filings Classification · 95% confidence The document is a letter from underwriters to the SEC regarding a Registration Statement on Form S-1 for Upstart Holdings, Inc. It references Rule 460 and Rule 461 under the Securities Act of 1933, which relate to the distribution of preliminary prospectuses and acceleration of effectiveness of registration statements. The document is a correspondence letter requesting acceleration of the registration statement effectiveness, not a financial report or prospectus itself. It is short (1969 characters) and serves as an official communication to the SEC about the registration process. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories.
2020-12-11 English
Regulatory Filings 2020
Regulatory Filings Classification · 100% confidence The document is a letter addressed to the SEC Division of Corporation Finance regarding a Registration Statement on Form S-1. It requests acceleration of the effectiveness of the Form S-1 registration statement. The document is a correspondence related to a regulatory filing process, specifically a request for the SEC to declare the registration statement effective. It does not contain financial statements, management discussion, or detailed report content. The document length is short (1733 characters) and is clearly a formal communication rather than a report or presentation. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories.
2020-12-11 English
Regulatory Filings 2020
Regulatory Filings
2020-12-11 English
Regulatory Filings 2020
Regulatory Filings
2020-12-10 English
8-A12B
Regulatory Filings Classification · 100% confidence The document is a Form 8-A filed with the SEC, which is used for the registration of certain classes of securities pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934. It includes details about the securities to be registered and references a related S-1 registration statement. The document is not a financial report, earnings release, or management discussion, but a regulatory filing related to securities registration. It is short (3235 characters) and contains no financial statements or analysis. Therefore, it fits best under Regulatory Filings (RNS).
2020-12-10 English
AMENDMENT NO. 4 TO FORM S-1
Capital/Financing Update Classification · 100% confidence The document is an Amendment No. 4 to Form S-1 filed with the SEC, which is a registration statement under the Securities Act of 1933. It is related to an initial public offering (IPO) of Upstart Holdings, Inc. The text includes details about the offering, underwriting, company background, and risk factors. Form S-1 filings are registration statements for securities offerings and are not annual reports, earnings releases, or other types of financial reports. This document is a capital markets filing related to the company's IPO process and fundraising activities. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and content confirm it is not a brief announcement or a proxy statement, but a substantive registration statement amendment.
2020-12-09 English

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