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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2016-07-29 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2016
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated July 29, 2016. It provides detailed information about the company's capital instruments and TLAC-eligible senior unsecured debt as of June 30, 2016. The document references the second quarter 2016 report for more information but does not itself contain comprehensive financial statements or a full quarterly report. It is a regulatory filing providing specific capital and debt instrument data, consistent with disclosures required under the Securities Exchange Act for foreign private issuers. The document is not an earnings release, annual report, or interim report but rather a regulatory disclosure of capital instruments and debt information. Therefore, the most appropriate classification is Regulatory Filings (RNS). The document length (11,091 characters) and content support this classification with high confidence.
2016-07-29 English
Interim / Quarterly Report 2016
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, dated July 29, 2016. It contains detailed presentation materials and speaker notes related to the second quarter 2016 financial results, including comprehensive commentary on business divisions, financial performance, and strategic initiatives. The content includes adjusted pre-tax profits, net new money inflows, cost savings, and outlook commentary, which are typical of quarterly earnings presentations. The presence of detailed financial data and analysis for a quarter, along with the format of a presentation and remarks, aligns with an Interim / Quarterly Report rather than a brief earnings release or a simple announcement. The document length (15,000 characters) and substantive financial content confirm it is a full report rather than a short announcement or certification. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2016-07-29 English
Regulatory Filings 2016
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated July 29, 2016. It provides detailed BIS Basel III leverage ratio information as of June 30, 2016, including tables and explanations of the leverage ratio calculations and regulatory disclosures. Form 6-K is a report of a foreign private issuer submitted to the SEC to provide current information between annual reports. The content focuses on regulatory capital and leverage ratio disclosures, which are periodic regulatory updates rather than a full annual or quarterly financial report. The document is substantive and contains detailed financial regulatory data, but it is not an annual report (10-K), interim/quarterly report (IR), or earnings release (ER). It is a regulatory filing providing required disclosures under Basel III rules. Given the nature of Form 6-K and the detailed regulatory disclosure content, the best fitting category is Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements and filings that do not fit other categories. Confidence is high due to the clear identification of the form and content type.
2016-07-29 English
Interim / Quarterly Report 2016
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated July 29, 2016. It contains a detailed second quarter 2016 report including financial results, management discussion, corporate calendar, and regulatory updates. The presence of interim consolidated financial statements, detailed financial data for the quarter ended June 30, 2016, and management commentary indicates this is a comprehensive quarterly financial report. Form 6-K is used by foreign private issuers to report material information, often including interim or quarterly reports. The document is not an announcement of a report but the report itself, with substantive financial data and analysis. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2016-07-29 English
NT 11-K
Regulatory Filings Classification · 100% confidence The document is a Form 12b-25, which is a Notification of Late Filing submitted to the SEC. It specifically states that the UBS Financial Services Incorporated of Puerto Rico Savings Plus Plan is unable to file its Annual Report on Form 11-K for the year ended December 31, 2015, within the prescribed time period. The document does not contain the actual 11-K report or financial data but is a notification explaining the delay and reasons for it. According to the rules, such a notification is a regulatory filing and not the report itself. Therefore, the correct classification is Regulatory Filings (RNS). The document length is under 5,000 characters and it is clearly a notification, not the report itself, confirming the classification with high confidence.
2016-06-29 English
NT 11-K
Regulatory Filings Classification · 100% confidence The document is a Form 12b-25, which is a Notification of Late Filing submitted to the SEC. It specifically states that the UBS 401(k) Plan is unable to file its Annual Report on Form 11-K for the year ended December 31, 2015, within the prescribed time period. The document explains the reasons for the delay and provides contact information. It does not contain the actual 11-K report or financial data but is a notification about the late filing of that report. According to the rules, such a notification is classified as a Regulatory Filing (RNS) because it is a compliance document notifying the SEC of a delay rather than the report itself.
2016-06-29 English

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