Skip to main content
UBS Group AG logo

UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Open in API
Filings indexed 3,168 across all filing types
Latest filing 2016-12-22 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
FORM S-8
Regulatory Filings Classification · 100% confidence The document is a Form S-8 Registration Statement filed with the SEC, which is a registration statement for securities to be offered under an employee benefit plan. It includes details about the securities to be registered, the plan, and undertakings related to the registration. It is not a financial report, earnings release, or management discussion. It is a regulatory filing related to securities registration under the Securities Act of 1933. Therefore, it fits best under the category of Regulatory Filings (RNS). The document length and content confirm it is not a mere announcement but the actual registration statement filing.
2016-12-22 English
FORM S-8
Capital/Financing Update Classification · 100% confidence The document is a Form S-8 Registration Statement filed with the SEC by UBS Group AG. Form S-8 is used to register securities to be offered under employee benefit plans, such as the UBS 401(k) Plan mentioned here. The document includes details about the securities to be registered, incorporation by reference of other filings, undertakings, and signatures. It is a registration statement related to securities issuance under an employee plan, not a financial report, earnings release, or management discussion. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes, including registration statements for securities issuance.
2016-12-22 English
Regulatory Filings 2016
Regulatory Filings
2016-11-14 English
Regulatory Filings 2016
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, reporting selected regulatory capital information for the third quarter of 2016. It includes detailed regulatory capital components and capital ratios prepared under US Basel III rules. The document is titled as a Form 6-K, which is a report of a foreign private issuer submitted to the SEC to provide current information between annual reports. It contains substantive financial data for a quarterly period but is not a full interim or quarterly report (like a 10-Q or IR) and is not an earnings release. It is also not an announcement of a report but the report itself. Form 6-K filings typically fall under Regulatory Filings (RNS) as they are periodic disclosures by foreign issuers that do not fit into other specific categories. Therefore, the appropriate classification is Regulatory Filings (RNS).
2016-11-10 English
FORM 4 SUBMISSION
Director's Dealing
2016-11-02 English
Interim / Quarterly Report 2016
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed by UBS AG and UBS Group AG, which is a report of a foreign private issuer submitted to the SEC under the Securities Exchange Act of 1934. It contains quarterly financial data such as consolidated capitalization and ratio of earnings to fixed charges as of September 30, 2016, and references previous quarterly reports submitted on Form 6-K. The document is not a full annual report (10-K or 20-F), nor is it a short earnings release or a presentation. It contains substantive financial data and analysis for a quarter, consistent with an interim or quarterly report. The Form 6-K is used by foreign private issuers to submit periodic reports, including quarterly financial information, to the SEC. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). The document length (6297 characters) is sufficient to contain substantive financial data, not just an announcement or certification, so it is not an RPA or RNS. Hence, the classification is IR with high confidence.
2016-11-02 English

Browse filings by year

19 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.