Skip to main content
UBS Group AG logo

UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Open in API
Filings indexed 3,168 across all filing types
Latest filing 2017-03-31 Interim / Quarterly Rep…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
1Q17 UBS Group AG Financial report
Interim / Quarterly Report Classification · 100% confidence The document is a comprehensive quarterly financial report for UBS Group AG for the first quarter of 2017. It contains detailed financial statements, management discussion and analysis, risk management disclosures, and key performance indicators. It is not an announcement or a summary, but the full interim report itself, which fits the definition of an Interim / Quarterly Report (IR). Q1 2017
2017-03-31 English
Regulatory Filings 2017
Regulatory Filings Classification · 95% confidence The document is a short notice letter addressed to the US Securities and Exchange Commission referencing disclosures made in the Annual Report on Form 20-F for the year ended December 31, 2016. It states that the disclosure pursuant to specific regulatory provisions has been made in the Annual Report already filed. The document itself does not contain the Annual Report or substantive financial data but is a formal notification of disclosure related to the Annual Report. The length is only 1000 characters, indicating it is a brief notice rather than a full report. Therefore, it fits the criteria of a Regulatory Filing (RNS) as a formal compliance notice rather than the report itself.
2017-03-15 English
Regulatory Filings 2017
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG, dated March 10, 2017, containing the Basel III Pillar 3 UBS Group AG 2016 report. The text explicitly states it is a report providing Pillar 3 disclosures related to regulatory capital adequacy, risk, leverage, liquidity, and remuneration, as required by the Swiss Financial Market Supervisory Authority (FINMA) and Basel III framework. The document includes detailed regulatory disclosures, tables, and narrative commentary on risk management and capital requirements. It is not an announcement of a report but the actual report itself, with substantive regulatory and financial data. Form 6-K is used by foreign private issuers to furnish reports to the SEC, often including regulatory disclosures like Pillar 3 reports. This type of document is best classified under Regulatory Filings (RNS) because it is a regulatory disclosure report filed on Form 6-K, which is a general regulatory filing category for foreign private issuers' periodic reports that do not fit into other specific categories like Annual Report (10-K) or Interim Report (IR). The document is not an Annual Report, Earnings Release, or Management Report, but a regulatory disclosure report pursuant to SEC rules for foreign issuers. Therefore, the appropriate classification is Regulatory Filings (RNS).
2017-03-10 English
Audit Report / Information 2017
Audit Report / Information Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, containing audited standalone financial statements for the year ended 31 December 2016. It includes detailed financial data such as income statement, balance sheet, statement of changes in equity, notes on accounting policies, and regulatory information. The presence of comprehensive financial statements and audit consent indicates this is a standalone audit report rather than a full annual report (10-K) or a brief announcement. The document length is substantial (15,000 characters), and it contains actual financial data, not just a reference or announcement. Therefore, it fits the category of Audit Report / Information (AR).
2017-03-10 English
Annual Report 2017
Annual Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated March 10, 2017, containing standalone financial statements and regulatory information for UBS Switzerland AG for the year ended December 31, 2016. The text includes detailed audited financial statements such as income statement, balance sheet, statement of changes in equity, notes on accounting policies, risk management, and other financial disclosures. The presence of comprehensive financial data and analysis for a full fiscal year indicates this is a formal financial report rather than a brief announcement or certification. Form 6-K is used by foreign private issuers to furnish reports containing financial statements and other information. Given the detailed financial statements and regulatory information for the year, this filing corresponds to an Annual Report type document, although filed on Form 6-K rather than 20-F. The content aligns with the definition of an Annual Report (10-K) in terms of comprehensive yearly financial performance and company activity disclosure. Therefore, the appropriate classification is Annual Report (10-K).
2017-03-10 English
Annual Report 2017
Annual Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG, containing audited standalone financial statements for the year ended 31 December 2016. It includes detailed financial statements such as income statement, balance sheet, notes on accounting policies, and auditor's report. The presence of comprehensive financial data and the fact that it is a standalone financial statement report for a fiscal year indicates it is a full financial report rather than an announcement or certification. Form 6-K is used by foreign private issuers to report current information, and here it includes audited financial statements, which aligns with the category of Annual Report (10-K equivalent for foreign issuers). Therefore, the document should be classified as Annual Report (10-K).
2017-03-10 English

Browse filings by year

19 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.