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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2017-07-28 Interim / Quarterly Rep…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Interim / Quarterly Report 2017
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and related entities. It contains standalone interim financial information for the half year ended June 30, 2017, including income statements, balance sheets, basis of accounting, and cautionary statements. The document explicitly states it is interim financial information and includes unaudited financial statements for a period shorter than a full fiscal year. The presence of detailed financial data and analysis for the half year period confirms it is an Interim / Quarterly Report. It is not an announcement or a brief summary but a substantive financial report. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2017-07-28 English
Interim / Quarterly Report 2017
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG, dated July 28, 2017, containing the Basel III Pillar 3 UBS Group AG Second Quarter 2017 Report. The text includes detailed regulatory disclosures related to Basel III capital adequacy framework, risk-weighted assets, capital requirements, and other regulatory metrics. It is a quarterly regulatory disclosure report focused on risk, capital, leverage, liquidity, and remuneration under Basel III Pillar 3 requirements. The document is substantive and contains detailed financial and regulatory data for the second quarter of 2017. This matches the characteristics of an Interim / Quarterly Report (IR) as it provides comprehensive financial and regulatory information for a period shorter than a full fiscal year, including actual data and analysis. It is not an announcement or a certification, but the report itself. Therefore, the correct classification is IR (Interim / Quarterly Report).
2017-07-28 English
Interim / Quarterly Report 2017
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated July 28, 2017. It contains the Second Quarter 2017 Report of UBS Group AG, including detailed financial results, management discussion, and regulatory updates. The presence of comprehensive financial statements, performance metrics, and management commentary for a quarterly period indicates this is a substantive interim financial report. The document is about 15,000 characters long, which is consistent with a full report rather than a brief announcement. Therefore, this filing corresponds to an Interim / Quarterly Report (IR).
2017-07-28 English
FORM 11-K
Annual Report Classification · 100% confidence The document is titled 'FORM 11-K' and explicitly states it is an 'ANNUAL REPORT PURSUANT TO SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934' for the fiscal year ended December 31, 2016. It contains detailed financial statements, notes, and an independent auditor's report for the UBS 401(k) Plan. Form 11-K is a specific annual report filed for employee stock purchase, savings, and similar plans, which is distinct from the standard 10-K but still an annual report. The document includes comprehensive financial data and audit opinions, indicating it is the full report, not just an announcement or certification. Therefore, the appropriate classification is Annual Report (10-K) as it is an official yearly report covering company activity and full financial performance for the plan.
2017-06-28 English
FORM 11-K
Annual Report Classification · 100% confidence The document is titled 'FORM 11-K' and is an annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2016. It contains detailed financial statements, notes, and an independent auditor's report for the UBS Financial Services Incorporated of Puerto Rico Savings Plus Plan. The content includes comprehensive financial data, audit opinions, and plan descriptions, which are characteristic of an official annual report filing. The presence of the auditor's report and detailed financial statements confirms this is the report itself, not just an announcement or certification. Therefore, the document fits the definition of an Annual Report (10-K) filing type, specifically the Form 11-K which is a type of annual report for employee benefit plans.
2017-06-28 English
FORM 4 SUBMISSION
Director's Dealing
2017-06-09 English

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