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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2017-11-14 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2017
Regulatory Filings
2017-11-14 English
Regulatory Filings 2017
Regulatory Filings
2017-11-14 English
Capital/Financing Update 2017
Capital/Financing Update Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer submitted to the SEC under the Securities Exchange Act of 1934. It includes consolidated capitalization data as of September 30, 2017, and June 30, 2017, as well as a ratio of earnings to fixed charges for various periods. The document references previous quarterly reports filed on Form 6-K and the annual report on Form 20-F. The content focuses on capital structure and financial ratios but does not contain comprehensive financial statements or detailed analysis typical of an interim or quarterly report. Form 6-K filings are typically used for current reports by foreign private issuers and often contain updates on financial or operational matters but are not full periodic reports themselves. Given the detailed capitalization and earnings ratio data, this filing is best classified as a Capital/Financing Update (CAP). The document length (6582 characters) and content support this classification rather than a full interim report or annual report. Therefore, the filing type code is CAP with high confidence.
2017-11-01 English
Regulatory Filings 2017
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated October 27, 2017. Form 6-K is a report of a foreign private issuer pursuant to the Securities Exchange Act of 1934. The content focuses on consolidated capital instruments and TLAC-eligible senior unsecured debt information as of September 30, 2017. It provides detailed tables of capital instruments, regulatory capital amounts, and debt instruments, along with references to the Swiss SRB capital framework. The document is informational and regulatory in nature, providing updates on capital and debt instruments but does not contain comprehensive financial statements or management discussion and analysis. It is not an annual or quarterly report, nor an earnings release or investor presentation. It is a regulatory filing providing specific capital and debt information as required by the SEC for foreign private issuers. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length (13,185 characters) and detailed tables support that this is a substantive regulatory filing rather than a brief announcement or certification.
2017-10-27 English
Interim / Quarterly Report 2017
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG, dated October 27, 2017. It contains the Basel III Pillar 3 UBS Group AG Third Quarter 2017 Report, which is a regulatory disclosure report related to capital adequacy, risk-weighted assets, leverage ratio, liquidity coverage ratio, and other regulatory metrics. The document is a quarterly regulatory disclosure report for the third quarter of 2017, providing detailed regulatory capital and risk disclosures as required under Basel III and Swiss FINMA regulations. It is not an earnings release, annual report, or management discussion, but a regulatory capital and risk disclosure report. Form 6-K is used by foreign private issuers to furnish reports to the SEC, often including interim regulatory disclosures. The content and nature of the report align with an Interim / Quarterly Report (IR) classification, as it contains substantive financial and regulatory data for a period shorter than a full fiscal year (quarterly). Therefore, the appropriate classification is IR (Interim / Quarterly Report).
2017-10-27 English
Interim / Quarterly Report 2017
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, submitted to the SEC. It contains detailed presentation materials and speaker notes related to the third quarter 2017 financial results, including profit before tax, net profit, return on tangible equity, business division performance, and other financial metrics. The content includes comprehensive financial data and management commentary on quarterly performance, cost reductions, tax expenses, and outlook. This matches the characteristics of an Interim / Quarterly Report (IR), which provides substantive financial data and analysis for a period shorter than a full fiscal year. The document is not merely an announcement or a certification but contains detailed financial results and management discussion for Q3 2017. Therefore, the appropriate classification is IR.
2017-10-27 English

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