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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,103 across all filing types
Latest filing 2019-09-30 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
章程
Governance Information Classification · 100% confidence The document is titled as the Articles of Association (章程) of Tianfeng Securities Co., Ltd. It contains detailed provisions about the company's organization, shareholder rights, board structure, share issuance, shareholder meetings, and governance rules. It references Chinese company law and securities regulations, and includes detailed rules on shareholder meetings, voting, and board responsibilities. There is no indication that this is a financial report, earnings release, or announcement of voting results. Instead, it is a governance document that sets out the internal rules and structure of the company. Therefore, the document fits the category of Governance Information (CGR). The document length is substantial and contains detailed governance provisions, not just an announcement or summary, so it is not an RPA or RNS filing.
2019-09-30 Chinese
独立董事关于第三届董事会第二十二次会议审议事项的独立意见
Board/Management Information Classification · 95% confidence The document is a statement from independent directors regarding a board meeting decision to remove a company vice president. It references compliance with company law, stock exchange listing rules, and company articles of association. The content is about board-level personnel changes and independent directors' opinions on the matter. There is no financial data, no mention of financial results, no audit information, and no shareholder voting results. The document is clearly related to board/management information, specifically about a change in senior management position. Therefore, the appropriate classification is 'Board/Management Information' (MANG). The document length is short but contains substantive content about management changes, not just an announcement or notice.
2019-09-30 Chinese
关于《中国证监会行政许可项目审查一次反馈意见通知书》反馈意见回复的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement from Tianfeng Securities regarding a response to feedback from the China Securities Regulatory Commission (CSRC) on an administrative licensing project related to a share placement (配股) application. It mentions the company's board guaranteeing the truthfulness of the announcement and discloses that the company will submit the response materials to the CSRC. The document is short (547 characters) and primarily serves as a disclosure or update about regulatory feedback and the company's response, rather than containing detailed financial data or the actual share placement transaction details. This fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance documents that do not fit other categories. It is not a full Capital/Financing Update (CAP) because it does not provide substantive financing details, only a regulatory response announcement. Therefore, the classification is RNS with high confidence.
2019-09-05 Chinese
公司和兴业证券股份有限公司关于天风证券股份有限公司配股公开发行股票申请文件反馈意见的回复
Capital/Financing Update Classification · 95% confidence The document is a detailed response to feedback from the China Securities Regulatory Commission regarding an application for a public offering of shares (配股公开发行股票申请文件反馈意见的回复). It includes extensive disclosures about the share issuance, shareholder subscription plans, share pledges by major shareholders, compliance with regulatory requirements, and risk assessments related to share pledges. The content focuses on the company's capital raising activities through a rights issue (配股), including specifics on share quantities, shareholder commitments, and regulatory compliance. This is not a full annual or interim financial report, nor is it a simple announcement or certification. It is a comprehensive regulatory response related to a capital raising event. Therefore, the document best fits the category of Capital/Financing Update (CAP).
2019-09-05 Chinese
关于股东解除股票质押式回购交易并重新质押的公告
Share Issue/Capital Change Classification · 95% confidence The document is a public announcement by Tianfeng Securities regarding the release and re-pledging of shares by a shareholder. It details specific share pledge transactions, including dates, share quantities, and percentages of total share capital. The content focuses on changes in share pledges by a shareholder and their related parties. There is no indication of financial results, management changes, voting results, or other report types. This type of announcement fits the category of Share Issue/Capital Change (SHA), as it relates to changes in share pledges, which affect the company's capital structure and shareholder securities.
2019-09-05 Chinese
关于修订配股公开发行证券预案的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Tianfeng Securities regarding the revision of a previously disclosed equity rights issue plan (配股公开发行证券预案). It references updates to the issuance quantity, approval status, unaudited financial data for the first half of 2019, and dividend implementation status. The document is relatively short (667 characters) and serves to inform about changes to a financing plan rather than presenting a full financial report or detailed financial statements. It is not a full Annual Report, Interim Report, or Earnings Release. The content focuses on capital raising activities and updates to a share issuance plan, which aligns with Capital/Financing Update filings. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2019-09-05 Chinese

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