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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2016-03-04 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
独立董事对公司对外担保情况的专项说明及本次会议有关独立意见
Board/Management Information Classification · 90% confidence The document is a special statement and independent opinions from independent directors regarding the company's external guarantees, related party transactions, profit distribution plan, internal control evaluation report, and the reappointment of the audit firm for the year 2016. It references regulatory guidelines and internal company rules, and provides detailed independent opinions on these matters. The document is not a full annual report or audit report itself but rather an independent directors' statement and opinions related to governance and compliance matters. It does not contain full financial statements or comprehensive financial performance data. This type of document aligns best with Board/Management Information (MANG) as it involves independent directors' opinions on company governance and related matters.
2016-03-04 Chinese
控股股东及其他关联方占用资金情况专项审计说明
Audit Report / Information Classification · 95% confidence The document is a specialized audit report concerning the use of funds by the controlling shareholder and other related parties of Pacific Securities Co., Ltd. It includes an auditor's opinion on a summary table of non-operating fund occupation and related party transactions for the year 2015. The document references Chinese regulatory bodies and auditing standards, and it is titled as a "special audit explanation" (专项审计说明). It contains detailed audit procedures, responsibilities, and an audit opinion, but it is not a full annual report or interim financial report. It is a standalone audit report focused on a specific regulatory compliance issue, which fits the definition of an Audit Report / Information (AR). The document length is over 7,000 characters and contains substantive audit content, not merely an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2015
2016-03-04 Chinese
2015年年度报告
Annual Report Classification · 100% confidence The document is titled "太平洋证券股份有限公司 2015 年年度报告" which translates to "Pacific Securities Co., Ltd. 2015 Annual Report." It contains detailed sections typical of an annual report, including company overview, financial data, management discussion and analysis, governance, and audit opinions. The document length is 15,000 characters, indicating it is a full report rather than a brief announcement. It includes audited financial statements and comprehensive financial and operational information for the fiscal year 2015. Therefore, this document fits the definition of an Annual Report (10-K). FY 2015
2016-03-04 Chinese
关于召开2015年度股东大会的通知
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2015 Annual General Meeting (AGM) of 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.). It includes information about the date, location, voting methods (including online voting), agenda items to be discussed and voted on at the AGM, instructions for shareholders on how to attend and vote, and attachments such as proxy forms and attendance receipts. The document does not contain financial statements or results but rather logistical and procedural information related to the AGM. It is not an annual report, earnings release, or any other financial report but a formal announcement and notice for the shareholders about the AGM. Therefore, it fits the category of AGM Information (AGM-R). The document length is 3742 characters, which is consistent with a detailed AGM notice rather than a full report.
2016-03-04 Chinese
2015年度社会责任报告
Environmental & Social Information Classification · 95% confidence The document is titled "太平洋证券股份有限公司 2015 年度社会责任报告" which translates to "Pacific Securities Co., Ltd. 2015 Annual Social Responsibility Report." The content extensively discusses the company's social responsibility activities, including shareholder and investor rights protection, employee rights, community involvement, environmental protection, and sustainable development. It references compliance with regulatory guidelines on social responsibility reporting and includes detailed descriptions of environmental, social, and governance (ESG) initiatives and achievements. There is no indication that this is an annual financial report (10-K), earnings release, or other financial filing. Instead, it is a comprehensive report on the company's environmental and social responsibility performance for the year 2015. Therefore, the document fits the category of Environmental & Social Information (SR).
2016-03-04 Chinese
2015年度独立董事述职报告
Management Reports Classification · 95% confidence The document is titled as the "2015年度独立董事述职报告" which translates to "2015 Annual Independent Directors' Report" for 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.). It details the independent directors' duties, attendance at board and shareholder meetings, committee participation, oversight of company operations, internal controls, related party transactions, remuneration, and other governance matters for the year 2015. The content is a detailed report on the independent directors' activities and assessments over the fiscal year, including their opinions on various company matters and compliance with laws and regulations. This type of document is a management report focusing on governance, oversight, and management explanations rather than a full annual report or audit report. It is not a simple announcement or certification but a substantive report on management and governance activities. Therefore, the most appropriate classification is Management Reports (MDA).
2016-03-04 Chinese

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