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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2020-10-12 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
关于合规总监和首席风险官任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement from the board of directors of Southwest Securities Co., Ltd. regarding the appointment of a Compliance Director and Chief Risk Officer. It includes details about the board meeting date, approval of the appointments, effective dates, and brief biographies of the appointed individuals. There is no financial data, no mention of financial results, no regulatory filings or certifications, and no reference to shareholder votes or capital changes. The content clearly relates to changes in senior management positions. Therefore, the document fits the category of Board/Management Information (MANG). The document length is short and focused solely on management appointments, confirming this classification with high confidence.
2020-10-12 Chinese
第九届董事会第六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a board meeting resolution by Southwest Securities Co., Ltd. It details the approval of a donation proposal and the voting results by the board members. There is no financial report, audit, or earnings data presented. The document is not a report itself but an announcement of a board decision. It fits the category of Board/Management Information (MANG) as it relates to board meeting resolutions and decisions.
2020-09-18 Chinese
关于公司涉及诉讼的进展公告
Legal Proceedings Report Classification · 100% confidence The document is a public announcement from Southwest Securities Co., Ltd. regarding the progress of a legal lawsuit involving the company. It details the litigation stage, parties involved, and the impact on the company's financial condition. There are no financial statements or detailed financial data presented. The document focuses on legal proceedings and updates related to a lawsuit. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is short and it is not an announcement of a report publication, so it is not RPA or RNS.
2020-09-02 Chinese
关于修订《公司章程》的公告
Governance Information Classification · 95% confidence The document is an announcement from Southwest Securities Co., Ltd. regarding amendments to the company's Articles of Association (公司章程). It details the approval of these amendments by the board and shareholders, references prior shareholder meetings, and includes the specific changes made to the Articles. The document is not a full annual or interim report, nor is it a financial statement or earnings release. It is also not a proxy solicitation or voting results announcement. The content focuses on governance documents and changes to the company's internal rules and capital structure as reflected in the Articles of Association. Therefore, the document fits best under Governance Information (CGR). The document length is 3019 characters, which is relatively short but contains substantive content about governance changes, not just an announcement of a report publication.
2020-09-01 Chinese
公司章程
Governance Information Classification · 95% confidence The document is a detailed and lengthy text (15,000 characters) containing the articles of association (章程) of Southwest Securities Co., Ltd. It includes comprehensive provisions on company governance, shareholder rights, board structure, shareholder meetings, share issuance, and other corporate governance matters. The text references multiple shareholder meetings and amendments to the articles over several years, indicating it is a formal governance document. There is no indication that this is a report of financial results, audit, or a meeting presentation. It is not a brief announcement or a voting result. The content aligns with a Governance Information report detailing the company's internal rules, board structure, and governance practices as per the filing definitions.
2020-09-01 Chinese
第九届董事会第五次会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the board of directors of Southwest Securities Co., Ltd. It details the decisions made at the ninth board's fifth meeting, including approval of the 2020 semi-annual report, risk assessment report, asset impairment provision, investment plan adjustment, and organizational changes. The document references the semi-annual report and other announcements but does not contain the full financial report itself. The document length is short (1150 characters) and serves as an official announcement of board meeting resolutions rather than the report itself. Therefore, it fits best under the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board.
2020-08-30 Chinese

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