Skip to main content
Southwest Securities Co.,Ltd. logo

Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,281 across all filing types
Latest filing 2021-04-23 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于董事会秘书任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of a new company secretary (董事会秘书) for the board of directors. It includes details about the individual's qualifications and the effective date of the appointment. There is no financial data, no mention of financial results, no regulatory filings or certifications, and no reference to any report publication. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management.
2021-04-23 Chinese
西南证券股份有限公司关于公司（代资产管理计划）涉及诉讼的进展公告
Legal Proceedings Report Classification · 95% confidence The document is an announcement from Southwest Securities Co., Ltd. regarding the progress of a litigation case involving the company as a party. It details the litigation stage, parties involved, amounts in dispute, and the company's position and responsibilities. The document does not contain financial statements or detailed financial analysis but provides an update on legal proceedings. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is short (1330 characters), but it is not merely an announcement of a report publication; it provides substantive information about the legal case.
2021-03-23 Chinese
西南证券股份有限公司关于公司（代资产管理计划）涉及诉讼的公告
Legal Proceedings Report Classification · 95% confidence The document is a public announcement by Southwest Securities Co., Ltd. regarding a litigation case involving asset management plans. It details the lawsuit's status, parties involved, amounts, and potential financial impact on the company. The text does not contain financial statements or detailed financial data but rather provides an update on legal proceedings and their implications. It is not an annual or interim report, audit report, or earnings release. The document fits the description of a Legal Proceedings Report, which covers updates on significant lawsuits or regulatory actions involving the company.
2021-02-23 Chinese
西南证券股份有限公司关于为境外附属公司债务融资提供连带责任担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Southwest Securities Co., Ltd. regarding providing a joint liability guarantee for debt financing of its overseas subsidiary. It details the guarantee amount, the decision-making process by the board and shareholders, the relationship between the company and the guaranteed party, and financial data of the subsidiary. The document is a formal disclosure about a financing guarantee, not a financial report or earnings release. It does not contain financial statements or detailed financial analysis but rather a specific update on a capital/financing activity related to guarantees for debt issuance. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2567 characters, which is consistent with an announcement rather than a full report. Hence, the classification is CAP with high confidence.
2021-02-09 Chinese
西南证券股份有限公司关于变更持续督导保荐代表人的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a change in the continuous supervision sponsor representative for a non-public stock issuance project by Southwest Securities Co., Ltd. It details personnel changes and includes a brief resume of the new representative. There is no financial data, no report attached or referenced as being published, and no mention of voting results or other report types. The content fits the category of management or board-related information, specifically about changes in company representatives related to a financing project. Therefore, the best classification is Capital/Financing Update (CAP). The document length is short and focused on a financing-related personnel update, supporting this classification with high confidence.
2021-02-05 Chinese
第九届监事会第四次会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Southwest Securities Co., Ltd. regarding the approval of an internal evaluation method for directors and senior management. It includes details about the meeting date, attendance, voting results, and compliance with company law and articles of association. The document is short (492 characters) and is an official announcement of a board/management decision rather than a full report or financial statement. Therefore, it fits best under Board/Management Information (MANG).
2021-01-26 Chinese

Browse filings by year

26 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.