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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2021-05-26 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司2020年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2020 Annual General Meeting Resolution Announcement" for Southwest Securities Co., Ltd. It details the date and location of the AGM, attendance, voting results on various proposals including the 2020 annual report, financial statements, profit distribution plan, and other related matters. The document includes voting percentages and confirms the legality and validity of the meeting and resolutions. It does not contain the full annual report or financial statements themselves but reports on the resolutions passed at the AGM. This matches the definition of "Declaration of Voting Results & Voting Rights Announcements (DVA)" which covers official results from shareholder votes at general meetings. The document length is about 5120 characters, consistent with a detailed voting results announcement rather than a full report.
2021-05-26 Chinese
西南证券股份有限公司关于副总裁辞职的公告
Board/Management Information Classification · 100% confidence The document is a short announcement regarding the resignation of the company's vice president. It contains no financial data, no report references, and no regulatory filings beyond the management change. The content clearly relates to a change in senior management. Therefore, it fits the category of Board/Management Information (MANG). The document length is very short (302 characters), consistent with a brief management change announcement.
2021-05-25 Chinese
西南证券股份有限公司2020年年度股东大会会议材料
AGM Information Classification · 100% confidence The document is titled '2020 年年度股东大会 会议材料' which translates to '2020 Annual General Meeting Materials'. It contains detailed agenda items for the 2020 Annual General Meeting (AGM), including reports from the board of directors, supervisory board, financial statements, profit distribution proposals, and other related matters. The content is structured as meeting materials prepared for the AGM, including detailed reports and proposals to be discussed and voted on during the meeting. The document is not a standalone annual report or financial statement but rather the materials presented at the AGM. Therefore, it fits the category of AGM Information (AGM-R).
2021-05-18 Chinese
西南证券股份有限公司关于召开2020年度业绩说明会的预告
Investor Presentation Classification · 90% confidence The document is a notice about the upcoming 2020 annual performance explanation meeting (业绩说明会) to be held online on May 24, 2021. It references that the 2020 annual report has already been disclosed on April 30, 2021, and the meeting is intended to provide investors with a more comprehensive understanding and to answer questions. The document does not contain actual financial data or detailed financial statements but is an announcement of an investor event related to the annual results. This matches the definition of an Investor Presentation (IP) as it is a detailed presentation for investors focusing on financials, strategy, and market position, even though it is a notice of the event rather than the event transcript itself. It is not a report publication announcement because it is about a meeting to explain results, not just announcing report availability. Therefore, the best classification is Investor Presentation (IP).
2021-05-12 Chinese
西南证券股份有限公司关于召开2020年年度股东大会的通知
AGM Information Classification · 95% confidence The document is a notice about the convening of the 2020 Annual General Meeting (AGM) of Southwest Securities Co., Ltd. It includes details about the meeting date, voting methods, agenda items to be discussed and voted on, and instructions for shareholders. The document does not contain the actual annual report or financial statements but rather the announcement and procedural information related to the AGM. The document length is 4430 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of AGM Information (AGM-R).
2021-05-05 Chinese
西南证券股份有限公司第九届董事会第十次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 10th meeting of the 9th Board of Directors of Southwest Securities Co., Ltd. It includes voting results on various company reports and proposals such as the 2020 annual board work report, president's work report, 2020 annual report, 2021 first quarter report, profit distribution plan, and other governance and operational matters. The document references multiple reports and states that these reports will be submitted to the shareholders' meeting for approval. The content is focused on board meeting decisions and management reports rather than the full annual report itself. The document is not a transcript, earnings release, or a simple announcement of a report publication but a board meeting resolution announcement. Therefore, it fits best under Board/Management Information (MANG). The document length (6131 characters) and detailed voting results support this classification with high confidence.
2021-04-29 Chinese

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