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Smart US Mid Cap ETF — Investor Relations & Filings

Ticker · USM ISIN · NZUSME0001S0 NZX Financial and insurance activities
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Filings indexed 2,467 across all filing types
Latest filing 2023-05-15 Interim / Quarterly Rep…
Country NZ New Zealand
Listing NZX USM

About Smart US Mid Cap ETF

https://www.smartinvest.co.nz

The Smart US Mid Cap ETF is an exchange-traded fund designed to provide exposure to the mid-capitalization segment of the United States equity market. The fund's primary objective is to track the performance of the CRSP US Mid Cap Index, which comprises companies representing the mid-cap spectrum of the US investable market. By investing in a diversified portfolio of approximately 350 mid-sized enterprises, the fund offers a balance between the growth potential typically associated with smaller companies and the relative stability of large-cap stocks. The ETF employs a passive investment strategy, aiming to replicate the index's returns before fees and taxes. This provides a cost-effective vehicle for gaining broad market representation within the mid-cap space, covering a wide range of sectors including technology, industrials, and consumer discretionary.

Recent filings

Filing Released Lang Actions
USM Fund Update – 31 March 2023
Interim / Quarterly Report Classification · 95% confidence The document is a quarterly fund update for the Smartshares US Mid Cap ETF, covering the quarter ended 31 March 2023. It includes performance data, risk indicators, fees charged, investment mix, top investments, and key personnel. The document is 8372 characters long, which is substantial and contains detailed financial and operational information about the fund for a specific quarter. It is not an announcement of a report but the report itself, containing substantive financial data and analysis for a period shorter than a full fiscal year. Therefore, it fits the definition of an Interim / Quarterly Report (IR).
2023-05-15 English
USM NTA 12-05-2023 $6.36683
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and reports the Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (12 May 2023). It provides a detailed table of funds, their NTA values, units on issue, and changes in units. The content is a regular update on the Net Asset Value and units outstanding for investment funds. There is no indication of a full annual or interim report, audit, earnings release, or other regulatory filings. The document is relatively short (3572 characters) and focuses on fund valuation data. This matches the definition of a Net Asset Value (NAV) update, which is a regular update of the NAV primarily for investment funds.
2023-05-14 English
USM NTA 11-05-2023 $6.35221
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides a detailed table of Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (11 May 2023). It is a regular update of the Net Asset Value and units outstanding for investment funds. The document is relatively short (3569 characters) and does not contain comprehensive financial statements or management discussion, but rather a snapshot of fund metrics. This matches the definition of a Net Asset Value (NAV) update, which is a regular update primarily for investment funds showing NAV and units outstanding. Therefore, the appropriate classification is NAV.
2023-05-12 English
USM NTA 10-05-2023 $6.36630
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and reports Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (10 May 2023). It provides detailed data on fund values and unit changes, which is typical of a Net Asset Value update for investment funds. The document is relatively short (4295 characters) and focuses on reporting current asset values and unit allotments rather than providing a comprehensive financial report or announcement of a report publication. There is no indication of it being an announcement of a report release, nor does it contain management commentary, audit information, or regulatory filings. Therefore, the document best fits the category of a Net Asset Value (NAV) update.
2023-05-10 English
USM NTA 09-05-2023 $6.35992
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (9 May 2023). It includes quantitative financial data about the funds, such as NTA values and changes in units, which is typical of a Net Asset Value (NAV) update for investment funds. The document is relatively short (3,584 characters) but contains substantive financial data specific to the funds' asset values and unit counts. There is no indication that this is an announcement of a report publication or a regulatory filing, nor is it a general financial report like an annual or interim report. The content aligns best with the definition of a Net Asset Value (NAV) update, which regularly provides NAV information primarily for investment funds.
2023-05-09 English
USM NTA 08-05-2023 $6.42701
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (8 May 2023). It includes a table with fund names, NTA values, units on issue, and changes in units. The document is relatively short (3567 characters) and focuses on reporting the current asset values and unit allotments for investment funds. This type of document is a regular update of the Net Asset Value (NAV) primarily for investment funds, matching the definition of the NAV category. There is no indication that this is an announcement of a report or a regulatory filing, nor does it contain broader financial statements or management discussion. Therefore, the correct classification is NAV with high confidence.
2023-05-08 English

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