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Smart US Mid Cap ETF — Investor Relations & Filings

Ticker · USM ISIN · NZUSME0001S0 NZX Financial and insurance activities
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Filings indexed 2,466 across all filing types
Latest filing 2023-08-22 Interim / Quarterly Rep…
Country NZ New Zealand
Listing NZX USM

About Smart US Mid Cap ETF

https://www.smartinvest.co.nz

The Smart US Mid Cap ETF is an exchange-traded fund designed to provide exposure to the mid-capitalization segment of the United States equity market. The fund's primary objective is to track the performance of the CRSP US Mid Cap Index, which comprises companies representing the mid-cap spectrum of the US investable market. By investing in a diversified portfolio of approximately 350 mid-sized enterprises, the fund offers a balance between the growth potential typically associated with smaller companies and the relative stability of large-cap stocks. The ETF employs a passive investment strategy, aiming to replicate the index's returns before fees and taxes. This provides a cost-effective vehicle for gaining broad market representation within the mid-cap space, covering a wide range of sectors including technology, industrials, and consumer discretionary.

Recent filings

Filing Released Lang Actions
USM Fund Update
Interim / Quarterly Report Classification · 95% confidence The document is a quarterly fund update for the Smartshares US Mid Cap ETF for the quarter ended 30 June 2023. It includes performance data, risk indicators, fees charged, investment mix, top investments, and key personnel information. The document is 8,337 characters long, which is substantial and contains detailed financial and operational information about the fund for a specific quarter. This matches the characteristics of an Interim / Quarterly Report (IR), which provides comprehensive financial data and analysis for a period shorter than a full fiscal year. It is not merely an announcement or a brief factsheet, nor is it a full annual report or regulatory filing. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2023-08-22 English
USM NTA 21-08-2023 $7.03107
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (21 August 2023). It includes a table with fund names, NTA values, units on issue, and changes in units. The content is a regular update on the Net Asset Value and unit allotments for investment funds. The document length is 3932 characters, which is relatively short but contains substantive financial data specific to the funds' NAV and unit changes. This matches the definition of a Net Asset Value (NAV) report, which is a regular update primarily for investment funds. It is not an announcement of a report publication, nor is it a general regulatory filing or other category. Therefore, the correct classification is NAV.
2023-08-21 English
USM NTA 18-08-2023 $7.00856
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (18 August 2023). It is a regular update of the Net Asset Value and units outstanding for investment funds. The document is relatively short (3902 characters) and does not contain comprehensive financial statements or management discussion. It is not an announcement of a report but the actual data update itself. Therefore, it fits the definition of a Net Asset Value (NAV) report, which is a regular update primarily for investment funds.
2023-08-21 English
USM NTA 17-08-2023 $7.05969
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (17 August 2023). It is a regular update of the Net Asset Value and units outstanding for investment funds. The content is focused on fund-level financial metrics rather than a full annual or interim report, management discussion, or regulatory filing. The document length is under 5,000 characters but contains substantive financial data specific to fund NAV and units, which aligns with the definition of a Net Asset Value (NAV) report. Therefore, the appropriate classification is NAV.
2023-08-17 English
USM NTA 16-08-2023 $7.08282
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (16 August 2023). It is a regular update of the Net Asset Value and units outstanding for investment funds. The document is relatively short (3956 characters) and contains specific financial data related to fund units and NTA values. This matches the definition of a Net Asset Value (NAV) report, which is a regular update primarily for investment funds. There is no indication that this is an announcement of a report or a regulatory filing, but rather the actual data update itself.
2023-08-16 English
USM NTA 15-08-2023 $7.18398
Net Asset Value Classification · 100% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (15 August 2023). It includes quantitative financial data relevant to the funds' asset values and unit counts. The document is not an announcement of a report publication but contains substantive financial data. The content aligns with a regular update of Net Asset Value (NAV) information for investment funds. Therefore, the document fits the category of Net Asset Value (NAV) updates.
2023-08-16 English

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