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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,594 across all filing types
Latest filing 2018-04-20 Major Shareholding Noti…
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
关于股权分置改革实施前持股5%以上股东减持股份的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the reduction of shareholding by a shareholder who held more than 5% of the company's shares before a reform. It details the number of shares reduced, the periods of reduction, and the shareholder's holdings before and after the reduction. The document references compliance with regulatory requirements for shareholder share reduction disclosures. There is no financial report, earnings data, or management discussion. The content fits the definition of a Major Shareholding Notification, which involves notifying changes in significant share ownership levels crossing thresholds.
2018-04-20 Chinese
2017年年度报告
Annual Report Classification · 100% confidence The document is titled "2017 年年度报告" which translates to "2017 Annual Report". It contains detailed sections including company overview, financial indicators, business summary, management discussion and analysis, governance, financial statements, and audit information. The document is lengthy (15,000 characters) and includes audited financial statements with an unqualified audit opinion from Deloitte Huayong CPA firm. It also includes detailed company information, subsidiaries, branches, risk disclosures, and governance structure. The presence of comprehensive financial data, audit report, and management discussion confirms this is the full official annual report for the fiscal year 2017. Therefore, the document fits the definition of an Annual Report (10-K). FY 2017
2018-04-20 Chinese
2017年年度股东大会资料
AGM Information Classification · 95% confidence The document is titled as materials for the 2017 Annual General Meeting (AGM) of Guohai Securities Co., Ltd. It contains detailed reports such as the 2017 Board of Directors work report, independent directors' annual report, board performance and remuneration explanations, supervisory board reports, financial settlement report, annual report and summary, profit distribution plan, and various proposals to be discussed at the AGM. The content includes comprehensive management reports, financial data, governance, and operational reviews for the year 2017. The document is lengthy (15,000 characters) and contains substantive financial and management information, not just an announcement or summary. This matches the definition of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting. Although it contains annual report elements, the context and title indicate it is the AGM materials packet rather than the standalone annual report filing (10-K). Therefore, the best classification is AGM Information (AGM-R).
2018-04-20 Chinese
2017年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2017 by Guohai Securities Co., Ltd. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2017, including detailed descriptions of internal control scope, evaluation standards, identified deficiencies, and corrective measures taken. The content is comprehensive and includes detailed explanations of internal control policies, risk management, compliance, and audit activities. It is not a brief announcement or a certification letter but a full report on internal control evaluation. This type of document aligns with an Audit Report / Information (AR) category, which covers standalone audit reports and internal control evaluations, excluding full annual reports. The document length (9581 characters) and detailed content support this classification with high confidence. FY 2017
2018-04-20 Chinese
监事会对公司2017年度内部控制评价报告的意见
Audit Report / Information Classification · 95% confidence The document is a supervisory board's opinion on the company's 2017 internal control evaluation report. It discusses the review and agreement on the internal control report, mentioning no major deficiencies and improvements made. The document is a formal statement or opinion rather than the internal control report itself. It is short (537 characters) and does not contain detailed financial data or the full report. Therefore, it is best classified as an Audit Report / Information (AR), which includes audit opinions and internal control evaluation results, but is not a full annual report or financial statement. FY 2017
2018-04-20 Chinese
2017年度风险控制指标情况报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2017年度风险控制指标情况报告" which translates to "2017 Annual Risk Control Indicator Report". It contains detailed risk control metrics, capital adequacy ratios, and compliance with regulatory standards for the year 2017. The content focuses on risk control indicators, dynamic monitoring, and capital replenishment mechanisms, which are typical elements of an audit or risk control report rather than a full annual report or earnings release. The document length is 1602 characters, which is relatively short and focused on risk control indicators, not a full financial statement or management discussion. There is no indication that this is an announcement or a proxy statement, nor is it a certification or legal proceeding. The document fits best under the category of Audit Report / Information (AR), as it reports on risk control indicators and compliance with regulatory risk management rules for the fiscal year 2017. FY 2017
2018-04-20 Chinese

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