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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,593 across all filing types
Latest filing 2018-05-08 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
国泰君安证券股份有限公司关于公司非公开发行股票持续督导培训情况报告
Regulatory Filings Classification · 95% confidence The document is a report on a training session conducted by Guotai Junan Securities Co., Ltd. for Guohai Securities Co., Ltd. regarding continuous supervision of a non-public stock issuance. It details the training personnel, participants, timing, content, and effects. The content focuses on regulatory compliance and operational guidelines rather than financial results or corporate governance changes. It is not an announcement, certification, or a brief summary but a specific report on a training activity related to regulatory supervision. This type of document does not fit into categories like Annual Report, Earnings Release, or Management Reports. It is best classified under Regulatory Filings (RNS) as it is a compliance-related report that does not fit other specific categories.
2018-05-08 Chinese
关于召开2017年年度股东大会的提示性公告
AGM Information Classification · 100% confidence The document is a detailed announcement regarding the convening of the 2017 Annual General Meeting (AGM) of Guohai Securities Co., Ltd. It includes information about the meeting date, voting procedures (both onsite and online), agenda items to be discussed and voted on (such as the 2017 annual report, financial statements, profit distribution plan, amendments to the articles of association, and authorization for debt financing instruments), registration details, and proxy voting instructions. The document does not contain the actual annual report or financial statements but rather serves as a notice and guide for shareholders to participate in the AGM. It is a typical AGM Information document providing materials and instructions related to the Annual General Meeting rather than the report itself or voting results. Therefore, the appropriate classification is AGM Information (AGM-R).
2018-05-08 Chinese
国泰君安证券股份有限公司关于公司非公开发行股票2017年持续督导年度保荐工作报告
Regulatory Filings Classification · 95% confidence The document is titled as a "持续督导年度保荐工作报告" which translates to "Annual Supervision Sponsorship Work Report" related to a non-public stock issuance in 2017 by Guohai Securities Co., Ltd. It is prepared by Guotai Junan Securities Co., Ltd. The content includes detailed supervisory activities, compliance checks, risk management, and follow-up on regulatory issues, including a significant bond incident and related regulatory actions. The document is a detailed report on the sponsorship and supervision work over the year, focusing on regulatory compliance and company governance rather than financial statements or earnings. It is not an annual report (10-K), audit report, earnings release, or any other financial report type. It is a specialized regulatory and supervisory report related to the sponsorship and compliance monitoring of a securities issuance. This type of document fits best under Regulatory Filings (RNS) as it is a regulatory compliance and supervisory report that does not fit other specific categories.
2018-05-08 Chinese
国泰君安证券股份有限公司关于公司非公开发行股票持续督导之2017年度现场检查报告
Audit Report / Information Classification · 95% confidence The document is a detailed 2017 annual on-site inspection report by Guotai Junan Securities Co., Ltd. regarding Guohai Securities Co., Ltd. It includes extensive information on corporate governance, internal control, information disclosure, regulatory measures, and performance issues for the year 2017. The document references the 2017 annual report data and discusses the company's 2017 annual operating performance decline and the sponsor's supervisory responsibilities. The length (12,439 characters) and content indicate this is a substantive report, not a brief announcement or certification. It is not a full annual report (10-K) but rather a regulatory or audit-related inspection report focusing on compliance, governance, and internal controls. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit/inspection report with detailed findings and regulatory oversight information, excluding a full annual report. Therefore, the correct classification is AR with high confidence.
2018-05-08 Chinese
2018年4月主要财务信息公告
Regulatory Filings Classification · 95% confidence The document is a short announcement disclosing preliminary financial information for April 2018, including revenue, net profit, and net assets. It explicitly states that the data is unaudited and preliminary, and that the official data will be in the company's regular periodic report. The document length is only 462 characters, which is very short and consistent with a brief financial update rather than a full financial report. There is no detailed financial statement or analysis, only a summary of key financial figures. This fits the profile of a Regulatory Filing (RNS) as it is a regulatory disclosure of financial information but not a full interim or annual report. It is not an Earnings Release (ER) because it is not a quarterly or periodical earnings announcement with key highlights, and it is not an Interim Report (IR) because it lacks substantive financial data and analysis. Therefore, the best classification is Regulatory Filings (RNS).
2018-05-07 Chinese
关于“15国海债”回售结果的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the results of a bond repurchase (回售结果的公告) for a specific bond issued by the company. It details the quantity of bonds repurchased, the payment process, and the relevant dates. The document is short (921 characters) and focuses on a specific financing event related to bond repurchase. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes. It is not a full financial report or audit, nor is it a regulatory filing or voting announcement. Therefore, the appropriate classification is CAP.
2018-05-06 Chinese

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