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Schroders PLC — Investor Relations & Filings

Ticker · SDR ISIN · GB00BP9LHF23 LEI · 2138001YYBULX5SZ2H24 IL Financial and insurance activities
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Filings indexed 7,590 across all filing types
Latest filing 2023-05-15 Director's Dealing
Country GB United Kingdom
Listing IL SDR

About Schroders PLC

https://www.schroders.com/

Schroders PLC is a global asset and wealth management company. It serves a diverse international clientele, including institutions, financial intermediaries, high-net-worth individuals, and family offices. The firm provides a broad range of actively managed investment solutions that span both public and private markets. Key business areas include comprehensive wealth management services, delivered through brands such as Cazenove Capital, and specialized private asset management, including renewable infrastructure investments. The company leverages its global platform and expertise to help clients achieve their financial goals.

Recent filings

Filing Released Lang Actions
Form 8.3 - [Impellam Group plc]
Director's Dealing Classification · 95% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is a 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' concerning an offer involving 'Impellam Group plc'. This type of mandatory disclosure related to takeover activity and insider/significant shareholder dealings falls under the category of Director's Dealing or a specific regulatory filing related to transactions. Since the document details personal share transactions (dealings) by a party involved in a takeover scenario, it aligns most closely with 'Director's Dealing' (DIRS) or a specific regulatory filing. Given the context of takeover code disclosures (Rule 8.3), which often involve directors, major shareholders, or parties to an offer, and the specific nature of reporting personal interests/dealings, 'DIRS' (Director's Dealing) is the most appropriate fit among the provided options, as it covers insider transactions, which this disclosure strongly resembles in function, even if it's technically a Takeover Code filing. However, since it is a specific regulatory disclosure mandated by the Takeover Code, and 'DIRS' is defined as 'Report of personal share transactions by company directors and executives (insider trades)', this fits well. If it were a general regulatory announcement not related to dealings, RNS would be used. Since it is a specific dealing disclosure, DIRS is chosen.
2023-05-15 English
Director/PDMR Shareholding
Director's Dealing Classification · 100% confidence The document is a formal notification filed via RNS (London Stock Exchange news service) concerning transactions by persons discharging managerial responsibilities (PDMRs). Specifically, it details the purchase of ordinary shares by the Group Chief Executive and CFO under the Company's Share Incentive Plan, referencing UK Market Abuse Regulation (UK MAR) Article 19. This type of insider transaction reporting, especially when focused on executive share dealings, directly corresponds to the 'Director's Dealing' category. Although it is distributed via RNS, the specific content is about insider trades, making 'DIRS' the most accurate classification over the general 'RNS' fallback.
2023-05-11 English
Director/PDMR Shareholding
Director's Dealing Classification · 100% confidence The document is an official notification disseminated via RNS (Regulatory News Service) on May 11, 2023. The content explicitly details 'Notification of transactions by persons discharging managerial responsibilities' (PDMRs), specifically mentioning transactions by the Group Chief Executive, Peter Harrison, involving the exercise of options and subsequent sale of ordinary shares. This structure perfectly matches the definition of Director's Dealing (insider trades) as regulated by UK Market Abuse Regulation (UK MAR). The filing code corresponding to Director's Dealing is DIRS.
2023-05-11 English
Form 8.3 - Impellam Group PLC
Regulatory Filings Classification · 98% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is used for 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' in the context of a takeover offer (Impellam Group plc). This type of mandatory disclosure regarding insider dealings or significant holdings during a takeover process is a specific regulatory filing. While it is a regulatory filing, the specific nature points towards Director's Dealing (DIRS) or a general Regulatory Filing (RNS). Since the content details personal/entity dealings in relevant securities during a takeover, it aligns closely with insider transaction reporting, which is covered by DIRS, but Form 8.3 is a specific UK Takeover Panel requirement. Given the options, 'DIRS' covers director/executive share transactions, and this is a transaction disclosure by a major shareholder/controller during a bid. However, 'RNS' is the general category for regulatory announcements distributed via the London Stock Exchange's news service, which this document clearly is ('This information is provided by RNS'). Since 'DIRS' is defined as 'Report of personal share transactions by company directors and executives (insider trades)', and this is a disclosure by Schroders PLC (a major shareholder/controller) related to a takeover, it is a highly specific regulatory disclosure. Form 8.3 disclosures are often categorized under general regulatory announcements (RNS) or insider dealing reports (DIRS). Given the context of the Takeover Code and the structure, it is a specific regulatory filing. I will classify it as RNS as it is distributed via RNS and is a mandatory disclosure that doesn't fit the other specific financial report types, although DIRS is a close second if the entity were a director. Since it's a general disclosure under the Takeover Code, RNS is the most appropriate general regulatory fallback.
2023-05-11 English
Form 8.3 - John Wood Group PLC
Regulatory Filings Classification · 98% confidence The document is explicitly titled 'FORM 8.3' and concerns 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE' under 'Rule 8.3 of the Takeover Code'. This form relates to insider dealings or significant ownership changes during a takeover scenario involving 'John Wood Group plc'. This type of filing, which reports personal share transactions by executives or major shareholders related to a specific corporate action (like a takeover), aligns most closely with the 'Director's Dealing' category (DIRS), although it is a specific regulatory form (Form 8.3) related to the Takeover Code. Since 'DIRS' covers 'Report of personal share transactions by company directors and executives (insider trades)', this is the best fit among the provided options, as it details dealings by a major shareholder (Schroders plc) in the context of an offer. It is not a general regulatory filing (RNS) because it is highly specific to insider dealing/takeover rules.
2023-05-11 English
Form 8.3 - Impellam Group PLC
Major Shareholding Notification Classification · 99% confidence The document is explicitly titled 'FORM 8.3' and references 'Rule 8.3 of the Takeover Code'. This form is a Public Opening Position Disclosure/Dealing Disclosure by a person with interests in relevant securities representing 1% or more, specifically in relation to an offer involving 'Impellam Group plc'. This type of mandatory disclosure related to takeover activity and insider/significant shareholder dealings falls under regulatory reporting concerning corporate actions. While it involves director/insider activity (related to DIRS), the specific context of a Takeover Code disclosure (Form 8.3) is a specialized regulatory filing. Since there is no specific code for 'Takeover Disclosure Form 8.3', and it is a mandatory regulatory filing disseminated via RNS, the most appropriate general category is 'Regulatory Filings' (RNS), as it is a specific regulatory announcement that doesn't fit the other defined categories like DIRS (which is usually for routine insider trading reports, not takeover code disclosures) or TAR (which is for the M&A proposal itself). Given the RNS header and the nature of the filing, RNS is the best fit.
2023-05-10 English

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