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SAMSUNG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 016360 ISIN · KR7016360000 LEI · 988400RBTJTHNUOHE716 KO Financial and insurance activities
Filings indexed 10,785 across all filing types
Latest filing 2025-01-15 Regulatory Filings
Country KR South Korea
Listing KO 016360

About SAMSUNG SECURITIES CO.,LTD

https://www.samsungsecurities.com

Samsung Securities is a financial services company providing a comprehensive range of services in wealth management, investment banking, and global markets. The company offers personalized asset management, retail brokerage for stocks, bonds, over-the-counter (OTC), and alternative products, as well as underwriting services. Key business divisions include Wealth Management, offering services optimized for client investment goals; Investment Banking (IB), providing customized consulting; and Global Markets, which delivers brokerage and financial solutions. The company also provides diverse products and customer-specific information through its digital and pension channels, focusing on delivering customer-centric and solutions-oriented financial services.

Recent filings

Filing Released Lang Actions
투자설명서(일괄신고)
Regulatory Filings Classification · 100% confidence The document is a '투자설명서' (Investment Prospectus) for a specific financial product (Equity-Linked Securities - ELS) issued by Samsung Securities. It details the terms, risks, underlying assets, and subscription procedures for the offering. In the context of financial filings, a prospectus for a specific security offering is classified as a 'Proxy Solicitation & Information Statement' (PSI) or a regulatory offering document. Given the provided categories, 'PSI' is the most appropriate fit for a document providing detailed information to potential investors for a specific financial instrument offering.
2025-01-15 Korean
[기재정정]증권신고서(채무증권)
Capital/Financing Update Classification · 100% confidence The document is a 'Securities Registration Statement' (증권신고서) filed by Samsung Securities. It explicitly states it is a 'Correction Report' (정정신고) regarding a debt securities issuance, detailing changes in the total issuance amount and underwriting details following a demand forecast (수요예측). This falls under the category of capital and financing updates, specifically related to debt issuance filings.
2025-01-15 Korean
[발행조건확정]증권신고서(채무증권)
Regulatory Filings Classification · 95% confidence The document is a 'Securities Registration Statement' (증권신고서) filed by Samsung Securities. It specifically details the finalization of issuance terms (발행조건확정) for debt securities following a demand forecast (수요예측). This is a regulatory filing related to capital raising and financing activities. According to the provided categories, 'Capital/Financing Update' (CAP) is the most appropriate classification for documents detailing the terms and finalization of debt issuance.
2025-01-15 Korean
계열금융회사의약관에의한금융거래-[보험]
Regulatory Filings Classification · 95% confidence The document is a regulatory disclosure regarding financial transactions between Samsung Securities and its affiliated companies (Samsung Electronics, Samsung SDS, etc.) under the Fair Trade Act. It lists specific transaction dates, amounts, and purposes (retirement pension contributions). This type of disclosure is a standard regulatory filing required by the Korea Fair Trade Commission (KFTC) for large business groups, which falls under the 'Regulatory Filings' category as it does not fit into specific financial reporting or corporate action categories.
2025-01-15 Japanese
계열금융회사의약관에의한금융거래-[유가증권-수익증권]
Capital/Financing Update Classification · 95% confidence The document is a regulatory disclosure regarding financial transactions between affiliated companies (Samsung Securities and its affiliates) under the Fair Trade Act. It details specific transactions involving securities and investment trusts for the 2024 Q4 period. As this is a mandatory regulatory disclosure of inter-company transactions that does not fit into specific categories like earnings releases or annual reports, it is classified as a general regulatory filing.
2025-01-15 Korean
계열금융회사의약관에의한금융거래-[유가증권-채권]
Regulatory Filings Classification · 95% confidence The document is a detailed report of financial transactions (specifically bond trading) between Samsung Securities and its affiliated financial companies (Samsung Asset Management, Samsung Life Insurance, Samsung Fire & Marine Insurance, etc.) for the 4th quarter of 2024. This type of disclosure is a mandatory regulatory filing in South Korea regarding 'Transactions with Affiliated Financial Companies' under the Fair Trade Act. Since it is a detailed report of specific transactions rather than a general announcement or a summary, it falls under the 'Regulatory Filings' category as a standard disclosure document.
2025-01-15 Korean

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