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Rathbones Group PLC — Investor Relations & Filings

Ticker · RAT ISIN · GB0002148343 LEI · 213800MBTHM6UE8ZQP29 IL Financial and insurance activities
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Filings indexed 3,787 across all filing types
Latest filing 2025-07-18 Major Shareholding Noti…
Country GB United Kingdom
Listing IL RAT

About Rathbones Group PLC

https://www.rathbones.com/

Rathbones Group PLC is a wealth management firm providing personalized investment and financial planning services. The company offers a comprehensive suite of solutions, including integrated wealth management, discretionary investment management, financial planning, and asset management through a range of investment funds. It serves a diverse client base of private individuals, families, charities, trustees, and professional intermediaries. Rathbones also provides specialized services such as ethical and sustainable investing through its Greenbank division, trust and tax advisory, and dedicated investment management for recipients of personal injury and Court of Protection awards. The firm focuses on building long-term client relationships through a tailored approach to managing wealth.

Recent filings

Filing Released Lang Actions
Form 8.3 - Life Science REIT Plc
Major Shareholding Notification Classification · 97% confidence The document explicitly references 'Rule 8.3 of the Takeover Code' and is titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This structure and content are characteristic of mandatory disclosures related to takeover activity, specifically insider dealing or significant shareholding changes during a bid process, which falls under the category of Director's Dealing or related insider transaction reporting, although the specific context here is a Takeover Code disclosure. Reviewing the provided definitions: - 10-K, AR, IR, ER, FS, MDA are financial reports. - CT, IP are presentations/transcripts. - DIV, CAP, SHA, POS relate to capital actions. - DEF 14A is remuneration. - DVA is voting results. - The document details share ownership ('Interests and short positions') and transactions ('DEALINGS') by a major shareholder (Rathbones Group Plc) concerning an offeree (Life Science REIT Plc) during a potential takeover scenario. This type of disclosure, reporting personal share transactions by executives or major holders in the context of a takeover, aligns most closely with 'Director's Dealing' (DIRS), which covers insider trades, or potentially a specialized regulatory filing. Given the specific nature of reporting interests and dealings under the Takeover Code, it is a form of insider transaction disclosure. 'DIRS' (Director's Dealing) is the closest fit for reporting personal share transactions by key stakeholders, even if the discloser here is a major shareholder rather than strictly a director, as it captures the essence of insider/significant holder transaction reporting. However, since this is a very specific regulatory filing under the Takeover Code (Rule 8.3), and not a standard director's dealing form (like Form 4 in the US), it could also be considered a general 'Regulatory Filing' (RNS). But because it details personal dealings/positions, DIRS is a stronger thematic match than the general RNS fallback, assuming DIRS encompasses significant shareholder dealings during M&A events. Let's re-evaluate the definitions. DIRS is defined as 'Report of personal share transactions by company directors and executives (insider trades)'. While Rathbones Group Plc might not be a director/executive of Life Science REIT Plc, they are a major shareholder (14.11%) making a mandatory disclosure regarding securities relevant to an offer. This is fundamentally an insider transaction disclosure related to M&A. Given the options, DIRS captures the 'insider trade' aspect better than RNS, which is the fallback. I will classify it as DIRS based on the content being a disclosure of personal/controlled security interests and dealings.
2025-07-18 English
Form 8.3 - Empiric Student Property Plc
M&A Activity Classification · 100% confidence The document explicitly references 'Rule 8.3 of the Takeover Code' and is titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This structure and terminology are characteristic of mandatory disclosures made during a takeover or merger situation, specifically detailing insider/significant shareholder dealings or positions related to an offeror or offeree (Empiric Student Property Plc). This type of filing relates directly to M&A activity and insider transactions during such events. While it involves director/insider dealing (DIRS), the context is specifically tied to a takeover code disclosure, which aligns most closely with M&A Activity (TAR) or potentially Director's Dealing (DIRS). Given the explicit reference to the Takeover Code and the context of an offer, it is a specific type of transaction disclosure during a takeover. However, the core action described is the disclosure of a position and dealings by a significant shareholder (Rathbones Group Plc) in relation to an offer. This is a specific form of insider/major shareholder notification during a takeover. Since 'Director's Dealing' (DIRS) covers personal share transactions by directors/executives, and this document covers a major shareholder's position/dealing during an offer, it fits the spirit of insider reporting. If we look at the definitions, 'TAR' is M&A Activity, and 'DIRS' is Director's Dealing. Since this is a disclosure *under the Takeover Code* regarding interests in securities during an offer, it is highly specific to the M&A process. However, the closest general category for reporting personal share transactions by insiders is DIRS. Let's re-evaluate the options. This is a Rule 8.3 disclosure, which is a mandatory disclosure of interests/dealings by a person holding 1% or more during an offer period. This is a specific type of insider transaction reporting. Given the options, 'DIRS' (Director's Dealing) is the closest fit for reporting personal share transactions by executives/insiders, even though this specific form is broader (any person with 1%+ interest during an offer). 'TAR' (M&A Activity) is usually for the announcement of the bid itself. Since the document details the *dealings* of a party involved in the offer, DIRS is a strong candidate, but 'MRQ' (Major Shareholding Notification) is also relevant as it involves crossing thresholds. Rule 8.3 disclosures are highly specific. In the absence of a specific 'Takeover Disclosure' code, DIRS (insider dealing) or MRQ (major shareholding) are the closest. Since it reports a specific holding percentage (5.51%) and subsequent sales, MRQ (Major Shareholding Notification) is a very strong fit, as it covers changes in significant share ownership levels crossing thresholds. Rule 8.3 disclosures often overlap with major shareholding rules. I will classify this as MRQ because it explicitly details the holding percentage (5.51%) and subsequent dealings, which is the essence of a major shareholding notification, even if triggered by the Takeover Code. If MRQ is too broad, DIRS is the next best fit for reporting insider transactions. Given the explicit percentage disclosure, MRQ seems most appropriate.
2025-07-18 English
Form 8.3 - Assura Plc
Major Shareholding Notification Classification · 97% confidence The document explicitly references 'Rule 8.3 of the Takeover Code (the “Code”)' and is titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This structure is characteristic of mandatory disclosures related to takeover activity, specifically insider dealing or significant stake changes during a bid process, which falls under the scope of Director's Dealing or Major Shareholding Notification, but the specific context of the Takeover Code points towards insider transaction reporting. Reviewing the definitions: - DIRS (Director's Dealing): Report of personal share transactions by company directors and executives (insider trades). - MRQ (Major Shareholding Notification): Notification of changes in significant share ownership levels (crossing thresholds). While this involves share dealings by a significant holder (Rathbones Group Plc, holding 2.70%), the context is strictly governed by the Takeover Code (Rule 8.3), which mandates disclosure of interests and dealings in relevant securities during an offer period. This is a specific form of insider/significant shareholder disclosure related to a takeover target (Assura Plc). Given the options, 'Director's Dealing' (DIRS) is the closest fit for reporting personal/firm dealings by an interested party during a corporate action, although it is more accurately a 'Takeover Code Disclosure'. Since DIRS covers insider trades, and this is a mandatory disclosure of interests/dealings by a major shareholder during a potential takeover, DIRS is the most appropriate classification among the provided codes for reporting executive/insider transactions. It is not an ER, IR, 10-K, or CT, as it is a specific regulatory form, not a general financial report or transcript. It is a direct filing of dealing activity, making DIRS the best fit over MRQ (which is usually for general crossing of thresholds outside of a formal offer period context, though there is overlap). The confidence is high due to the explicit structure of the filing.
2025-07-18 English
Form 8.3 - Warehouse REIT Plc
Major Shareholding Notification Classification · 97% confidence The document explicitly references 'Rule 8.3 of the Takeover Code (the “Code”)' and is titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This structure and terminology are characteristic of mandatory disclosures related to takeover activity, specifically insider dealing or significant stake changes during a bid process, which falls under regulatory disclosure requirements concerning director/insider transactions or major shareholdings during a takeover. While it involves director/insider activity (like DIRS) and major shareholdings (like MRQ), the context is strictly governed by the Takeover Code disclosure rules (Rule 8.3). This type of filing is a specific regulatory disclosure related to a takeover situation. Given the options, it is a highly specific regulatory filing related to insider interests during a potential M&A event. Since there isn't a specific 'Takeover Disclosure' code, it must be classified based on the closest fit. It details personal dealings and interests of a person/entity (Rathbones Group Plc) in the offeree (Warehouse REIT Plc) during a potential offer. This is most closely related to Director's Dealing (DIRS) or Major Shareholding Notification (MRQ), but the context is a mandatory disclosure under the Takeover Code, which often defaults to a general Regulatory Filing (RNS) if a more specific code isn't available, or DIRS if it's treated as insider activity. However, Rule 8.3 disclosures are distinct from standard DIRS filings (which are usually Form 3, 4, 5 under SEC rules, or similar local rules). Given the options, 'DIRS' covers personal share transactions by executives/directors, and this is a disclosure of interests/dealings by a significant shareholder during a takeover. 'MRQ' covers changes in significant share ownership. Since this is a mandatory disclosure under the Takeover Code regarding interests/dealings, and it is not a general announcement (RPA/RNS), it fits best under the category covering insider transactions or major holdings. Since it reports both interests (2.17%) and dealings, and is triggered by the takeover code, it is a specific type of insider/major shareholder disclosure. I will classify it as DIRS as it details personal dealings/interests of a major holder in the context of a takeover, which is a form of insider reporting, or MRQ for the 1%+ holding. Given the focus on 'Dealing Disclosure', DIRS is a strong candidate, but MRQ covers the '1% or more' threshold. Since the document is a formal, structured regulatory filing under the Takeover Code, and not a general announcement, I will lean towards the most specific category related to ownership/insider activity. Rule 8.3 disclosures are often grouped with insider dealing reports. I will select DIRS as it covers personal share transactions by executives/insiders, and this is a disclosure of interests/dealings by a major shareholder during a bid.
2025-07-17 English
Form 8.3 - Tritax Big Box Reit Plc
Major Shareholding Notification Classification · 98% confidence The document explicitly references 'Rule 8.3 of the Takeover Code' and is titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This structure and terminology are characteristic of mandatory disclosures related to takeover activity, specifically insider dealing or significant shareholding changes during a bid process, which falls under the scope of Director's Dealing or Major Shareholding Notification, but the specific context of the Takeover Code points towards insider transaction reporting. Reviewing the provided definitions: - DIRS (Director's Dealing): Report of personal share transactions by company directors and executives (insider trades). - MRQ (Major Shareholding Notification): Notification of changes in significant share ownership levels (crossing thresholds). While this involves share transactions by a significant holder (Rathbones Group Plc, holding 1.11%), the context is highly specific to a takeover situation involving Tritax Big Box REIT Plc, governed by the Takeover Code. This type of disclosure (Rule 8.3) is fundamentally about reporting interests/dealings during a bid, which aligns most closely with the spirit of insider transaction reporting (DIRS) or major shareholding changes (MRQ). Given the detailed nature of the dealing disclosure (Section 3) and the focus on a specific offeror/offeree, it represents a report of insider/significant party dealings during a corporate action. In many classification schemes, takeover-related dealing disclosures are grouped with Director's Dealing (DIRS) as they report transactions by interested parties. However, since the document is a formal disclosure of a position exceeding 1% during a potential offer, MRQ (Major Shareholding Notification) is also a strong candidate. Since the document details both the position (1.11%) and the specific dealings (sales), and it is a formal regulatory filing related to share ownership thresholds during a takeover, MRQ is the most precise fit for reporting a change in significant ownership interest (crossing the 1% threshold) in the context of an offer, although DIRS covers the 'dealing' aspect. Given the explicit mention of '1% or more' and the structure, MRQ is selected as the primary classification for significant ownership disclosure during a corporate event, though DIRS is closely related.
2025-07-17 English
Form 8.3 - Primary Health Properties Plc
Major Shareholding Notification Classification · 97% confidence The document explicitly references 'Rule 8.3 of the Takeover Code' and is titled 'PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE'. This structure and content are characteristic of mandatory disclosures related to takeover activity, specifically insider dealing or significant shareholding changes during a bid period, as governed by the UK Takeover Code. This type of filing is a specific regulatory disclosure concerning director/insider dealings or major shareholdings during a M&A event. While it involves dealings (like DIRS), the context is strictly tied to a takeover bid ('offeror/offeree' mentioned). Among the provided codes, 'Director's Dealing' (DIRS) is the closest fit for reporting personal share transactions by executives/insiders, even though this specific form (Rule 8.3) is broader, covering any person with a 1% interest during a bid. Given the options, DIRS captures the essence of reporting personal security interests and transactions by a major holder/insider in the context of market activity, which is more specific than the general 'Regulatory Filings' (RNS). However, since the document is a formal disclosure mandated by the Takeover Code regarding interests in an offer, it is a highly specific regulatory filing. If 'DIRS' is interpreted strictly as director trades outside of a takeover context, then 'RNS' (Regulatory Filings) might be considered. But the content is a direct report of share ownership and dealings by a significant party (Rathbones Group Plc) in relation to an offer for Primary Health Properties Plc. In many classification schemes, takeover-related disclosures fall under insider trading/dealing reports. I will classify this as DIRS as it details interests and dealings of a significant party, which aligns closely with the spirit of insider/major shareholder reporting, even if the specific form is Takeover Code related.
2025-07-17 English

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