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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,680 across all filing types
Latest filing 2026-06-08 Interest Rate Update/No…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）票面利率公告
Interest Rate Update/Notice Classification · 95% confidence The document is an official announcement by Northeast Securities Co., Ltd. regarding the established coupon rate (票面利率) for a short‐term corporate bond issuance. It details the interest rate inquiry process, the final coupon rate determination (1.52%), and the issuance schedule. This fits the definition of an Interest Rate Update/Notice (IRAT).
2026-06-08 Chinese
关于延长东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）簿记建档时间的公告
Capital/Financing Update Classification · 90% confidence The document is an official announcement by Northeast Securities Co., Ltd. about extending the bookbuilding (簿记建档) period for its 2026 short-term corporate bond issuance to professional investors. It provides details on the bond issuance scale, regulatory approval, original and extended bookbuilding times. This pertains to a financing activity (bond issuance) rather than a financial report, AGM material, management changes, or regulatory certification. Therefore it is a Capital/Financing Update.
2026-06-08 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）募集说明书
Capital/Financing Update Classification · 90% confidence The document is titled “公开发行短期公司债券募集说明书” (prospectus for public issuance of short-term corporate bonds) and provides detailed terms, risk factors, financials, and legal disclosures for a bond issuance. This is a fundraising/capital markets document (prospectus for bond issuance), matching the Capital/Financing Update category, Code CAP.
2026-06-04 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）募集说明书摘要
Capital/Financing Update Classification · 88% confidence The document is the detailed offering prospectus (募集说明书摘要) for Northeast Securities Co., Ltd.’s 2026 issuance of short-term corporate bonds to professional investors. It contains substantive financing details – issuance terms, amount, credit ratings, use of proceeds, underwriting arrangements – and is clearly a capital raising/financing report rather than a pure regulatory notice or a general annual/interim report. Therefore, it best fits the Capital/Financing Update category.
2026-06-04 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行短期公司债券更名公告
Capital/Financing Update Classification · 85% confidence The document is a public announcement regarding the renaming of a short-term corporate bond issuance due to tranche scheduling and crossing calendar years. It relates to the company’s financing activities (debt issuance) rather than a financial report, management change, or voting update. This fits the Capital/Financing Update category (CAP).
2026-06-04 Chinese
东北证券股份有限公司2026年面向专业投资者公开发行短期公司债券（第二期）发行公告
Capital/Financing Update Classification · 87% confidence The document is an official announcement by Northeast Securities Co., Ltd. regarding its 2026 offering of short-term corporate bonds (second tranche), detailing the issuance amount, terms, schedule, underwriting, and investor eligibility. This is clearly a financing update concerning debt issuance rather than an equity share issue. Therefore it falls under Capital/Financing Update (CAP).
2026-06-04 Chinese

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