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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,680 across all filing types
Latest filing 2022-03-21 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2022年面向专业投资者公开发行公司债券（第一期）募集说明书
Capital/Financing Update Classification · 95% confidence The document is titled as a "募集说明书" which translates to "Prospectus" or "Offering Circular" for a corporate bond issuance by Northeast Securities Co., Ltd. It contains detailed information about the bond issuance, including issuer details, bond amount, credit ratings, risk factors, financial data, regulatory approvals, and other disclosures relevant to a bond offering. The document is not an annual or quarterly report, nor is it a simple announcement or a transcript. It is a detailed offering document related to capital raising through bond issuance. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2022-03-21 Chinese
东北证券股份有限公司2022年面向专业投资者公开发行公司债券（第一期）发行公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the issuance of a corporate bond by Northeast Securities Co., Ltd. It includes information about the bond issuance scale, terms, interest rates, underwriting, subscription procedures, risk disclosures, and related administrative details. The document references regulatory approvals, credit ratings, issuance schedules, and subscription forms. It is not a financial report, earnings release, or management discussion but rather an official issuance announcement for a bond offering. The document is lengthy (15,000 characters) and contains substantive details about the bond issuance process, but it is not a financial statement or report. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities such as bond issuances.
2022-03-21 Chinese
东北证券股份有限公司2022年面向专业投资者公开发行公司债券（第一期）信用评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by a credit rating agency (联合资信评估股份有限公司) for Northeast Securities Co., Ltd. It includes comprehensive financial data, credit rating results, methodology, macroeconomic analysis, industry overview, and company background. The document focuses on the creditworthiness and bond issuance of the company, with detailed financial and risk analysis. It is not an announcement of a report publication but the full report itself, given the length (15,000 characters) and detailed content. The document is not an annual report, earnings release, or management discussion but a standalone credit rating report related to a bond issuance. This fits best under the category of Audit Report / Information (AR), which includes applied accounting principles and regulatory stress tests or credit rating reports that are standalone and not part of an annual report. Therefore, the classification is AR with high confidence.
2022-03-21 Chinese
关于向吉林省捐款支持抗击新冠肺炎疫情的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by a company about a charitable donation to support COVID-19 relief efforts. It includes details about the donation amount, recipients, and board approval. There is no financial report, earnings data, or regulatory filing content. The document is short (583 characters) and serves as a formal announcement of a corporate social responsibility action. It does not fit into financial report categories but is a regulatory announcement related to company activities. Therefore, the best fitting category is Regulatory Filings (RNS).
2022-03-16 Chinese
第十届董事会2022年第四次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at the 10th Board of Directors' 4th extraordinary meeting in 2022 for Northeast Securities Co., Ltd. It details the meeting convening, attendance, and voting results on specific proposals, including a donation to support COVID-19 efforts. The document is a formal disclosure of board decisions and meeting outcomes, not a full report or financial statement. It fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board. The document length is short and focused on board resolutions, not financial results or other report types.
2022-03-16 Chinese
第十届董事会2022年第三次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at a board meeting of Northeast Securities Co., Ltd. It details the convening of the 10th Board's 3rd interim meeting in 2022, voting results on specific proposals, and mentions compliance with legal and regulatory requirements. There is no financial data, no detailed report content, and the document is relatively short (813 characters). It is clearly a Board/Management Information announcement about board meeting decisions and changes, not a full report or financial statement. Therefore, the appropriate classification is MANG (Board/Management Information).
2022-03-11 Chinese

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