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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,680 across all filing types
Latest filing 2022-06-10 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2022年跟踪评级报告
Audit Report / Information Classification · 95% confidence The document is a detailed credit rating report issued by 联合资信评估股份有限公司 (Lianhe Credit Rating Co., Ltd.) for 东北证券股份有限公司 (Northeast Securities Co., Ltd.) and its related bonds. It includes comprehensive financial data, credit rating results, risk analysis, macroeconomic environment review, industry analysis, and company background. The document is titled as a "跟踪评级报告" (Tracking Rating Report) for the year 2022, dated June 10, 2022. It contains substantive financial data, credit rating opinions, and detailed analysis rather than just an announcement or summary. This type of document is a standalone audit or credit rating report providing applied credit assessment and financial evaluation, which fits the category of Audit Report / Information (AR). It is not an Annual Report (10-K), Interim Report (IR), Earnings Release (ER), or any other category. Therefore, the correct classification is AR with high confidence. Q1 2022
2022-06-10 Chinese
第十届监事会2022年第三次临时会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of Dongbei Securities regarding their third extraordinary meeting in 2022. It includes details about the meeting notice, attendance, compliance with laws and regulations, and review of a cultural construction self-assessment report. The document is short (585 characters) and serves as an official announcement of the meeting's resolutions rather than a full report or detailed financial data. It does not fit categories like Annual Report, Interim Report, or Management Reports. It is not a voting result announcement or a board change notice. Given the nature and length, it best fits under Regulatory Filings (RNS), which is the fallback for miscellaneous official announcements that do not fit other categories.
2022-06-01 Chinese
第十届董事会2022年第七次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the 7th extraordinary meeting of the 10th Board of Directors of Northeast Securities Co., Ltd. It details the meeting date, attendance, and voting results on specific agenda items such as the 2021 cultural construction self-assessment report and amendments to the IT management system. There is no financial data or comprehensive report content, but rather a formal disclosure of board decisions. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors. The document length is short and it is not a full report or financial statement, so it is not an Annual Report or Interim Report. Therefore, the classification is MANG with high confidence.
2022-06-01 Chinese
关于股东部分股份解除质押的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement regarding the release of pledged shares by a major shareholder of the company. It details the number of shares released from pledge, the shareholder involved, and related information. There are no financial statements, earnings data, or management discussion. The document is short (1034 characters) and serves as a regulatory disclosure about share pledge status. This fits the category of Regulatory Filings (RNS), which covers general regulatory announcements and compliance disclosures that do not fit other specific categories.
2022-05-31 Chinese
关于向专业投资者公开发行次级公司债券获得中国证监会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the approval from the China Securities Regulatory Commission for the company to publicly issue subordinated corporate bonds to professional investors. It mentions the registration approval and the company's intention to proceed with the bond issuance. There is no detailed financial report or data, only a regulatory approval and issuance update. This fits the category of Capital/Financing Update (CAP) as it relates to financing activities and capital structure changes.
2022-05-30 Chinese
2021年年度权益分派实施公告
Notice of Dividend Amount Classification · 95% confidence The document is an announcement regarding the implementation of the 2021 annual equity distribution (dividend) plan approved at the 2021 Annual General Meeting. It details the dividend amount per share, the record date, the ex-dividend date, the dividend payment method, and related procedural information. It does not contain full financial statements or comprehensive financial performance data, but rather focuses on the dividend distribution details following shareholder approval. This fits the definition of a Notice of Dividend Amount (DIV) filing, which announces dividend amounts, payment dates, and details for shareholders.
2022-05-19 Chinese

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