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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,651 across all filing types
Latest filing 2019-10-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
第五届监事会第十四次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement of the resolutions passed at the 14th meeting of the 5th Supervisory Board of Industrial Securities Co., Ltd. It includes voting results on specific agenda items such as the approval of the company's 2019 Q3 report and asset impairment provisions. The document is short (600 characters) and serves as a meeting resolution announcement rather than the actual quarterly report or financial statements. It does not contain substantive financial data or detailed analysis but rather the supervisory board's approval and opinions. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous regulatory announcements and compliance documents that do not fit other categories.
2019-10-29 Chinese
独立董事关于计提资产减值准备事项的独立意见
Audit Report / Information Classification · 90% confidence The document is an independent opinion from the independent directors of 兴业证券股份有限公司 regarding the provision for asset impairment. It references compliance with accounting standards and company policies, and confirms the appropriateness and fairness of the impairment provision. The document is short (557 characters) and is a formal opinion rather than a full financial report or audit report. It does not contain detailed financial statements or comprehensive audit results. It is not an announcement of a report but a standalone opinion related to an accounting matter. This fits best under Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. Q3 2019
2019-10-29 Chinese
2019年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2019 年第三季度报告" which translates to "2019 Third Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and explanations of significant changes in financial items. The report covers a period shorter than a full fiscal year (the third quarter), and it explicitly states it is unaudited. The content includes comprehensive financial statements and analysis for the quarter, which fits the definition of an Interim / Quarterly Report (IR). The document length is substantial (15,000 characters), and it is the report itself, not just an announcement or certification. Therefore, the correct classification is Interim / Quarterly Report (IR). 9M 2019
2019-10-29 Chinese
第五届董事会第二十二次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the board of directors of 兴业证券股份有限公司 regarding the approval of the 2019 third quarter report and an asset impairment provision. It mentions that the detailed third quarter report is disclosed separately on the Shanghai Stock Exchange website, indicating this document itself is not the full quarterly report but an announcement of board resolutions related to it. The document is short (659 characters) and does not contain actual financial statements or substantive financial data, only voting results and references to other disclosures. Therefore, it fits best as a Regulatory Filing (RNS) since it is a formal announcement of board decisions and references other filings rather than the report itself.
2019-10-29 Chinese
关于2019年度第一期短期融资券发行结果的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by 兴业证券股份有限公司 (Industrial Securities Co., Ltd.) for the year 2019. It includes details such as issuance date, amount, interest rate, and maturity date. The content focuses on financing activity and capital raising. The document length is short (750 characters), and it is clearly an announcement of financing results rather than a full financial report or detailed analysis. Therefore, it fits the category of Capital/Financing Update (CAP).
2019-10-24 Chinese
关于向合格投资者公开发行公司债券获中国证券监督管理委员会核准的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from a company (兴业证券股份有限公司) regarding the approval by the China Securities Regulatory Commission (中国证券监督管理委员会) for the company to publicly issue corporate bonds to qualified investors. It details the approval, issuance limits, timelines, and compliance requirements. The content focuses on a capital raising activity through bond issuance, which is a financing update. The document is relatively short (782 characters) and does not contain financial statements or detailed financial analysis, so it is not an Annual Report or Interim Report. It is not a report publication announcement since it contains substantive information about the approval and issuance plan itself. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2019-10-23 Chinese

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