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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2020-04-24 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (KPMG Huazhen) to provide audit services for the company's 2020 financial report and internal control audit. It details the accounting firm's background, qualifications, personnel, independence, and audit fees. The document does not contain actual financial statements or audit reports but rather informs shareholders and the public about the decision and process of reappointing the auditor. It is a formal announcement related to audit services but not the audit report itself. Therefore, it fits best under 'Audit Report / Information (AR)' as it relates to audit information and auditor appointment, but since it is not the audit report itself, it is not a full Annual Report (10-K) or Interim Report (IR). The document length is 4112 characters, which is substantial but still an announcement rather than a full report. Hence, the classification is AR with high confidence. FY 2020
2020-04-24 Chinese
2019年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '2019年度内部控制评价报告' which translates to '2019 Annual Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2019, including financial and non-financial internal control defects, their identification standards, and rectification status. The document is a detailed report on internal control evaluation, which is a type of audit-related report focusing on internal controls rather than a full annual report or financial statement. It does not appear to be a brief announcement or a certification letter but a substantive report on internal control evaluation. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. Therefore, the appropriate classification is AR with high confidence. FY 2019
2020-04-24 Chinese
2019年度非经营性资金占用及其他关联资金往来情况的专项说明
Audit Report / Information Classification · 95% confidence The document is a special explanatory statement regarding non-operating fund occupation and other related party fund transactions for the year 2019 of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It includes an audit opinion from KPMG Huazhen LLP, referencing the audited financial statements for the year ended December 31, 2019. The document contains detailed tables summarizing the non-operating fund occupation and related party transactions, with amounts and accounting subjects. It is a standalone audit-related report focusing on specific financial compliance and related party transactions, not a full annual report or interim report. It is not a mere announcement or certification but contains substantive financial data and audit verification. Therefore, it fits the category of an Audit Report / Information (AR).
2020-04-24 Chinese
独立董事关于第五届董事会第二十八次会议相关事项及公司对外担保情况的独立意见
Audit Report / Information Classification · 95% confidence The document is an independent opinion report from the independent directors of 兴业证券股份有限公司 regarding the company's 2019 annual report, profit distribution, accounting policy changes, audit firm reappointment, related party transactions, internal control evaluation, asset impairment provisions, and external guarantees. It references the 2019 annual report and other financial matters but does not contain the full annual report itself. Instead, it provides independent directors' opinions on these matters, which is typical for audit or independent opinion reports related to annual reports. The document length is 3129 characters, which is relatively short and focused on independent opinions rather than the full annual report. Therefore, it fits best under Audit Report / Information (AR) rather than the full Annual Report (10-K) or a report publication announcement (RPA). FY 2019
2020-04-24 Chinese
关于计提资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 兴业证券股份有限公司 regarding the provision for asset impairment as of March 31, 2020. It details the amounts of credit impairment provisions and other asset impairment provisions made in the first quarter of 2020. The document is relatively short (1357 characters) and focuses on the company's accounting estimates and financial condition updates related to impairment testing. It does not contain full financial statements or comprehensive financial performance data typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). Instead, it is a specific financial update announcement about impairment provisions. This type of document fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance disclosures that do not fit other categories. Therefore, the classification is RNS with high confidence.
2020-04-24 Chinese
关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 兴业证券股份有限公司 regarding a change in accounting policy, specifically the adoption of a new revenue recognition standard effective January 1, 2020. It includes statements from the board and independent directors affirming the compliance and impact of the change. The document is relatively short (1259 characters) and does not contain detailed financial statements or comprehensive financial data. It is an announcement about a policy change rather than a full financial report or audit. Therefore, it fits best under Regulatory Filings (RNS), which covers miscellaneous regulatory announcements that do not fit other categories.
2020-04-24 Chinese

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