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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,121 across all filing types
Latest filing 2021-04-27 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
一季报董事会决议公告
Board/Management Information Classification · 95% confidence The document is a board meeting resolution announcement from Huaxi Securities, detailing the decisions made at the fourth meeting of the third board in 2021. It includes voting results on the 2021 Q1 report, internal audit report, and capital support for a fund. The document is short (840 characters) and primarily announces board decisions rather than providing full financial statements or detailed reports. It is not the full quarterly report itself but an announcement of board resolutions related to it. Therefore, it fits best under Board/Management Information (MANG), which covers announcements of changes or decisions by the board.
2021-04-27 Chinese
2021年第一季度报告全文
Interim / Quarterly Report Classification · 100% confidence The document is titled as a "第一季度报告" which translates to "First Quarter Report". It contains detailed financial data including revenue, net profit, cash flow, assets, liabilities, shareholder information, and notes on bond issuance and penalties. The presence of comprehensive financial statements and analysis for a quarter indicates it is a quarterly financial report. The document length is about 15,000 characters, which is substantial and contains actual financial data, not just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR). Q1 2021
2021-04-27 Chinese
关于2021年度第一期短期融资券发行结果的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Huaxi Securities. It provides details such as issuance date, amount, interest rate, and related information. The content focuses on financing activity and capital raising. The document length is short (721 characters) and it is not a full financial report but an update on financing. Therefore, it fits the category of Capital/Financing Update (CAP).
2021-04-13 Chinese
2020年度风险控制指标情况报告
Audit Report / Information Classification · 95% confidence The document is titled '2020 年度风险控制指标情况报告' which translates to '2020 Annual Risk Control Indicator Report' for Huaxi Securities Co., Ltd. It contains detailed risk control metrics, capital adequacy, liquidity coverage, and stress testing results for the year 2020. The content focuses on risk management, regulatory compliance, and stress testing outcomes rather than full financial statements or earnings highlights. The document length is 1922 characters, which is relatively short but contains substantive data on risk control indicators and stress tests. It is not an announcement of a report publication but the report itself. The nature of the report aligns with an Audit Report / Information (AR) category, as it deals with risk control indicators, regulatory compliance, and stress testing results, which are typical contents of audit or regulatory risk reports. It is not an Annual Report (10-K) or Interim Report (IR) because it lacks comprehensive financial statements and broader company performance data. Therefore, the best classification is AR with high confidence. FY 2020
2021-04-12 Chinese
独立董事年度述职报告
Board/Management Information Classification · 95% confidence The document is a detailed report titled "独立董事2020年度述职报告" (Independent Directors 2020 Annual Work Report) from 华西证券股份有限公司 (Huaxi Securities Co., Ltd.). It contains comprehensive information about the independent directors' duties, attendance at board and shareholder meetings, committee memberships, independent opinions on various corporate governance matters, and overall evaluation of their performance during the 2020 fiscal year. The content focuses on governance, board activities, and compliance with laws and regulations, reflecting a management-level report on governance and oversight activities rather than financial results or audit opinions. It is not a financial report like an Annual Report (10-K) or Interim Report (IR), nor is it an announcement or proxy solicitation. The document is lengthy (15,000 characters) and substantive, indicating it is the actual report rather than a brief announcement. Therefore, the most appropriate classification is Board/Management Information (MANG), as it details changes and activities related to the company's board of directors and senior management (independent directors).
2021-04-12 Chinese
监事会决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Huaxi Securities regarding their first meeting in 2021. It includes voting results on several reports related to the 2020 fiscal year, such as the Supervisory Board Work Report, the 2020 Annual Report and its summary, Compliance Report, Risk Management Report, Internal Control Effectiveness Evaluation Report, and an accounting policy change. The document states that these reports have been disclosed on the official information platform (www.cninfo.com.cn) and in newspapers, indicating that this document itself is not the full annual report but an announcement of the meeting resolutions and related disclosures. The document length is short (1640 characters), and it mainly serves to announce the resolutions and the disclosure of the 2020 Annual Report and related reports. Therefore, it fits the category of a Regulatory Filing (RNS) as it is an official announcement of meeting resolutions and report disclosures rather than the full Annual Report (10-K) itself.
2021-04-12 Chinese

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