Skip to main content
Huaxi Securities Co., Ltd. logo

Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,121 across all filing types
Latest filing 2021-08-03 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
中信证券股份有限公司关于华西证券股份有限公司首次公开发行前已发行股份上市流通的核查意见
Regulatory Filings Classification · 95% confidence The document is a detailed verification opinion from CITIC Securities regarding the listing and circulation of pre-IPO restricted shares of Huaxi Securities Co., Ltd. It discusses regulatory approvals, shareholder commitments, lock-up periods, shareholding structure changes, and compliance with stock exchange rules. The document is not a financial report, earnings release, or management discussion, but rather a formal verification and compliance opinion related to share listing and circulation. It is not a simple announcement but a formal verification report by the sponsor institution. This fits best under the category of Regulatory Filings (RNS) as it is a regulatory compliance document that does not fit into other specific categories like capital updates or board changes.
2021-08-03 Chinese
华西证券股份有限公司首次公开发行前已发行股份上市流通提示性公告
Share Issue/Capital Change Classification · 95% confidence The document is a detailed announcement regarding the lifting of restrictions on previously issued shares before the company's initial public offering (IPO) and their listing for circulation. It includes specifics about the number of shares being unlocked, shareholder commitments, lock-up period extensions, and compliance with regulatory requirements. The document also contains the sponsor's verification opinion confirming the legality and compliance of the share unlocking and listing. There is no financial data, earnings information, or management discussion of financial results. The content focuses on shareholding changes and regulatory compliance related to share circulation post-IPO. This fits the category of a Share Issue/Capital Change announcement, as it deals with changes in share restrictions and listing status of shares.
2021-08-03 Chinese
华西证券股份有限公司2021年半年度业绩快报
Earnings Release Classification · 95% confidence The document is titled as a '2021年半年度业绩快报' which translates to '2021 Half-Year Performance Express Report'. It contains preliminary unaudited financial data for the first half of 2021, including revenue, profit, and other financial metrics. The document explicitly states that the data is preliminary and unaudited, and it is a brief announcement rather than a full detailed report. The length is only 1150 characters, which is quite short and consistent with a brief earnings announcement rather than a comprehensive interim report. Therefore, this document fits the definition of an Earnings Release (ER), which is an initial announcement of quarterly or periodical financial results with key highlights only. H1 2021
2021-07-29 Chinese
关于2021年度第四期短期融资券发行结果的公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Huaxi Securities Co., Ltd. It includes details such as bond name, issuance date, amount, interest rate, and related websites where documents are published. This fits the description of a Capital/Financing Update, as it provides information on the company's financing activities and capital structure changes. The document is short and focused on the financing issuance result, not a full financial report or audit. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2021-07-15 Chinese
关于2021年度第一期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment for a short-term financing bond issued by the company. It includes details about the bond issuance, interest rate, maturity date, and confirmation of payment completion. The document length is only 504 characters, indicating it is a brief notice rather than a detailed financial report. It does not contain financial statements or substantive financial data but rather an update on a financing activity. Therefore, it fits the category of Capital/Financing Update (CAP).
2021-07-14 Chinese
关于试点开展基金投资顾问业务收到中国证监会复函的公告
Regulatory Filings Classification · 95% confidence The document is an official announcement from Huaxi Securities Co., Ltd. regarding the receipt of a reply letter from the China Securities Regulatory Commission (CSRC) approving the company's pilot fund investment advisory business. It includes assurances about compliance and future business plans. The document is short (558 characters) and serves as a regulatory announcement about business approval rather than a financial report or detailed filing. It does not contain financial statements, management discussion, or voting results. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement.
2021-07-09 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.