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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,121 across all filing types
Latest filing 2021-08-17 Notice of Dividend Amou…
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
2020年年度权益分派实施公告
Notice of Dividend Amount Classification · 100% confidence The document is titled as an announcement regarding the implementation of the 2020 annual equity distribution (dividend) plan of Huaxi Securities Co., Ltd. It details the dividend amount per share, the record date, the ex-dividend date, the eligible shareholders, and the method of dividend distribution. It also references the approval of the plan at the 2020 annual shareholders meeting and includes contact information and related board resolutions. The document is relatively short (1623 characters) and serves as an official announcement of the dividend distribution details rather than a full report or financial statement. Therefore, it fits the category of a Notice of Dividend Amount (DIV).
2021-08-17 Chinese
关于2021年度第二期短期融资券兑付完成的公告
Capital/Financing Update Classification · 100% confidence The document is a short announcement regarding the completion of payment for a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, term, and repayment date. There is no financial report or detailed analysis, only a financing update. The document length is very short (356 characters), and it is clearly an update on a financing activity (bond repayment). Therefore, it fits best under Capital/Financing Update (CAP).
2021-08-17 Chinese
关于股东参与转融通证券出借业务的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement (672 characters) from Huaxi Securities regarding its third largest shareholder, Luzhou Laojiao, engaging in securities lending business involving up to 2% of the company's shares. It states the ownership will not transfer and there will be no change in control or governance. The document is an announcement about shareholder participation in securities lending, not a financial report or detailed filing. It does not contain financial statements or detailed analysis. It fits best under Regulatory Filings (RNS) as a general regulatory announcement about shareholder activity that does not fit other categories.
2021-08-13 Chinese
2021年上半年募集资金存放与使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a "专项报告" (special report) on the storage and use of raised funds for the first half of 2021 by 华西证券股份有限公司. It details the amounts raised through bond issuance, the management and storage of these funds, and their usage status. The document references regulatory guidelines on the management of raised funds and includes detailed tables on fund balances and usage. The length is 3268 characters, which is relatively short but contains substantive financial data about fundraising and fund usage, not merely an announcement or a certification. This type of report is a specialized disclosure related to capital raising and fund management, fitting best under the category of Capital/Financing Update (CAP). It is not an Annual Report, Interim Report, or Earnings Release, nor is it a simple announcement or certification. Therefore, the classification is CAP with high confidence.
2021-08-12 Chinese
独立董事关于控股股东及其他关联方占用公司资金、公司对外担保情况的专项说明和独立意见
Audit Report / Information Classification · 95% confidence The document is a special statement and independent opinion by independent directors regarding the company's related party fund occupation and external guarantees for the first half of 2021. It references regulatory guidelines and provides an audit-like opinion on specific financial compliance matters but does not contain full financial statements or comprehensive audit results. The document length is short (546 characters) and focuses on a specific compliance issue rather than a full audit report or annual report. This fits best with an Audit Report / Information (AR) category, which covers standalone audit reports and applied accounting principles excluding full annual reports. H1 2021
2021-08-12 Chinese
半年报监事会决议公告
Report Publication Announcement Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Huaxi Securities regarding their 2021 mid-year (half-year) report and related risk control report. It states that the Supervisory Board has reviewed and approved the 2021 half-year report and its summary, confirming compliance with laws and regulations and the accuracy of the report. The document also mentions that the actual 2021 half-year report and risk control report are published separately on the CNINFO website and in newspapers. The document itself is short (844 characters) and serves as an announcement of the Supervisory Board's resolution and the publication of the half-year report, not the report itself. According to the "Menu vs Meal" rule, this is a report publication announcement rather than the interim report itself. Therefore, the correct classification is Report Publication Announcement (RPA).
2021-08-12 Chinese

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