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Huaxi Securities Co., Ltd. — Investor Relations & Filings

Ticker · 002926 ISIN · CNE1000033J2 LEI · 300300D66HSOBZQCV606 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 1,121 across all filing types
Latest filing 2021-12-28 Governance Information
Country CN China
Listing Shenzhen Stock Exchange 002926

About Huaxi Securities Co., Ltd.

https://www.hx168.com.cn

Huaxi Securities Co., Ltd. provides a comprehensive range of financial services. Its core business activities include securities brokerage, investment banking, asset management, and investment consulting. The company offers services such as securities underwriting and sponsorship, financial advisory, margin trading, and short selling. It also engages in proprietary trading and the sale of financial products. Huaxi Securities serves a diverse client base of individual and institutional investors, focusing on delivering integrated financial solutions. The firm operates through an extensive network of branches and utilizes digital platforms to facilitate trading and wealth management services.

Recent filings

Filing Released Lang Actions
华西证券股份有限公司董事、监事内部问责制度
Governance Information Classification · 95% confidence The document is a detailed internal accountability system for directors and supervisors of a company, outlining principles, responsibilities, scope, procedures, and penalties related to internal governance and compliance. It references company law, securities law, stock exchange rules, and internal control systems. There is no financial data, no report of financial results, no announcement of voting results, no legal proceeding update, no capital or financing update, no earnings release, no audit report, no merger or acquisition information, and no shareholder transaction. The document is a governance-related policy document focused on internal rules and board/supervisory responsibilities. Therefore, it fits best under Governance Information (CGR). The document length is 2534 characters, which is consistent with a policy document rather than a brief announcement or a full report.
2021-12-28 Chinese
第三届董事会2021年第十次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of Huaxi Securities Co., Ltd. It includes voting results on various governance-related proposals such as amendments to the company charter, internal accountability systems for directors and supervisors, risk management system revisions, and plans for IT infrastructure. The document also mentions the scheduling of a shareholders' meeting to approve these proposals. The content focuses on board decisions and governance matters rather than financial results or regulatory filings. The document length is about 2593 characters, which is relatively short but contains substantive content of board resolutions rather than a mere announcement of a report. Therefore, it fits best under the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors or senior management.
2021-12-28 Chinese
华西证券股份有限公司2021年面向专业投资者公开发行公司债券（第三期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a corporate bond issued by 华西证券股份有限公司 on the Shenzhen Stock Exchange. It provides details about the bond issuance such as the bond name, code, credit rating, issuance amount, interest rate, and listing date. The document is short (755 characters) and serves as a formal notice of the bond's listing rather than a detailed financial report or prospectus. It does not contain financial statements or management discussion. Therefore, it fits best into the category of Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes.
2021-12-14 Chinese
关于2021年度第六期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment for a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, maturity, and payment completion date. There are no financial statements or detailed financial analysis present. The content fits the description of a Capital/Financing Update, as it relates to financing activities and capital structure changes.
2021-12-09 Chinese
华西证券股份有限公司2021年面向专业投资者公开发行公司债券（第三期）发行结果公告
Capital/Financing Update Classification · 95% confidence The document is titled as an issuance result announcement for a corporate bond by 华西证券股份有限公司 in 2021. It details the bond issuance registration approval, issuance scale, pricing, issuance dates, and final issuance quantity and interest rate. The document is short (1006 characters) and focuses on the outcome of a financing activity, specifically a bond issuance. There is no detailed financial report or analysis, only an announcement of the issuance results. This fits the definition of a Capital/Financing Update (CAP) rather than a full financial report or regulatory filing. Therefore, the appropriate classification is CAP with high confidence.
2021-12-09 Chinese
华西证券股份有限公司2021年面向专业投资者公开发行公司债券（第三期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate (票面利率公告) for a corporate bond issuance by 华西证券股份有限公司 in 2021. It details the bond issuance approval, the book-building process, the final coupon rate determination, and the issuance dates. There is no financial statement or comprehensive financial data presented, nor is it a report or presentation. The document is a formal announcement about the bond coupon rate, which fits the category of Capital/Financing Update (CAP). The document length is short and focused solely on the bond coupon rate announcement, not a full report or regulatory filing. Therefore, the appropriate classification is CAP with high confidence.
2021-12-07 Chinese

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