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Huaan Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600909 ISIN · CNE100002GR2 LEI · 300300E1008234000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,203 across all filing types
Latest filing 2023-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 600909

About Huaan Securities Co.,Ltd.

https://www.hazq.com/

Huaan Securities Co., Ltd. provides a comprehensive suite of financial services, focusing on securities brokerage, investment banking, and asset management. The company’s core activities include securities underwriting and sponsorship, investment consulting, and financial advisory services. It also engages in proprietary trading, margin trading, and short selling. Huaan Securities serves a broad client base comprising individual retail investors, corporate entities, and institutional clients. The firm delivers integrated financial solutions through an extensive network of service centers and digital platforms, prioritizing professional investment research and risk management to facilitate wealth management and capital market participation for its clients.

Recent filings

Filing Released Lang Actions
关于华安证券股份有限公司非经营性资金占用及其他关联资金往来情况汇总表的专项审计报告
Audit Report / Information Classification · 95% confidence The document is titled as a "专项审计报告" (Special Audit Report) concerning non-operating fund occupation and other related party fund transactions for Huaan Securities Co., Ltd. It includes detailed tables of fund balances and transactions for the year 2022. The presence of an audit firm (Tianzhi International Accounting Firm) and the focus on a specific audit topic indicates this is a standalone audit report rather than a full annual report or other filings. The document length is short (1195 characters), but it contains substantive audit data and tables, not just an announcement or certification. Therefore, it fits the category of Audit Report / Information (AR). FY 2022
2023-03-30 Chinese
华泰联合证券有限责任公司关于华安证券股份有限公司配股公开发行证券2022年持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "2022 Annual Continuous Supervision Report" by the sponsoring institution Huatai United Securities Co., Ltd. for Huaan Securities Co., Ltd. It references regulatory frameworks such as the Securities Law, Shanghai Stock Exchange listing rules, and continuous supervision guidelines. The content details the continuous supervision work performed during the period from June 25, 2021, to December 31, 2022, including compliance checks, information disclosure reviews, internal control assessments, and reporting of any violations or irregularities. The document is a detailed report summarizing the continuous supervision activities and findings for the year 2022, not merely an announcement or certification. It is not a full annual report (10-K), audit report, or earnings release, but a specialized regulatory continuous supervision report related to securities issuance and compliance. This type of document aligns with the category of Audit Report / Information (AR), which includes standalone audit or regulatory supervision reports and results of regulatory stress tests or compliance monitoring, excluding full annual reports. The document length (4733 characters) and detailed content support classification as AR rather than a brief announcement or regulatory filing. Therefore, the appropriate classification is AR with high confidence. FY 2022
2023-03-30 Chinese
华安证券股份有限公司2022年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled as an "审计报告" (Audit Report) for 华安证券股份有限公司 (Huatai Securities Co., Ltd.) with a professional audit number and dated for the fiscal year 2022. It contains detailed audit opinions, basis for audit, key audit matters, responsibilities of management and auditors, and includes consolidated and parent company financial statements such as balance sheets, profit and loss statements, cash flow statements, and notes. The content is comprehensive and includes substantive financial data and analysis, not just an announcement or certification. Therefore, this document fits the category of a standalone Audit Report / Information filing rather than a full Annual Report or other categories.
2023-03-30 Chinese
华安证券股份有限公司2022年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2022 by 华安证券股份有限公司. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2022, including financial and non-financial internal control defects, audit opinions, and compliance with regulatory internal control standards. The content is focused on internal control evaluation rather than full financial statements or annual performance. It is a standalone report on internal control evaluation, not an annual report or audit report of financial statements. This fits the definition of an Audit Report / Information (AR), which includes audit reports and applied accounting principles or internal control evaluations, excluding full annual reports. The document length (5562 characters) is sufficient to be the report itself, not just an announcement. Therefore, the classification is AR with high confidence. FY 2022
2023-03-30 Chinese
华安证券股份有限公司独立董事提名人声明
Board/Management Information Classification · 95% confidence The document is a nomination statement for independent directors of a company, detailing qualifications, legal compliance, and independence criteria. It does not contain financial data, earnings, or report content. It is not an announcement of voting results or a proxy solicitation but rather a formal declaration related to board/management changes. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused on director nomination, confirming this classification.
2023-03-30 Chinese
华安证券股份有限公司关于2022年度利润分配方案的公告
Notice of Dividend Amount Classification · 95% confidence The document is an announcement from Hua An Securities regarding the 2022 annual profit distribution plan, including dividend payment details, board and supervisory opinions, and risk disclosures. It explicitly states that this is a profit distribution scheme announcement and not the actual dividend payment or implementation notice. The document length is short (1581 characters), and it does not contain full financial statements or comprehensive financial data. It is primarily an announcement of a dividend plan pending shareholder approval, not a full financial report or dividend payment notice. Therefore, it fits best under the category of Notice of Dividend Amount (DIV), which covers announcements of dividend amounts, payment dates, and related details for shareholders.
2023-03-30 Chinese

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