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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2019-08-06 Fund Information / Fact…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
2019年7月份财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a brief financial data summary for July 2019 from Hongta Securities, explicitly stating the data is unaudited and non-consolidated, and that final data will be in the company's periodic report. The document length is very short (478 characters), and it is titled as a 'financial data brief' rather than a full financial report. It does not contain comprehensive financial statements or detailed analysis, only key financial figures for one month. This matches the definition of a Fund Information / Factsheet (FS), which is a brief summary of key company financials and market info. It is not an Annual Report, Interim Report, or Earnings Release, as it lacks detailed financial statements or periodical results. It is also not a Report Publication Announcement since it contains actual data, not just a notice. Therefore, the best classification is FS with high confidence.
2019-08-06 Chinese
2019年第二次临时股东大会的法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the legality and validity of the convening, procedures, and resolutions of the 2019 second extraordinary general meeting of shareholders of Hongta Securities Co., Ltd. It details the meeting's notice, attendance, voting procedures, and results. The document is not a financial report, earnings release, or management discussion but a legal opinion on the shareholder meeting process and outcomes. This type of document fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it confirms the voting results and legality of the shareholder meeting resolutions. The document length is about 4780 characters, which is sufficient for a detailed legal opinion rather than a brief announcement or a report publication notice.
2019-08-05 Chinese
2019年第二次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 2019 second extraordinary general meeting of shareholders of Hongta Securities Co., Ltd. It includes information about the meeting date, location, attendance, voting results on various proposals, and legal witness statements. The content focuses on the voting outcomes and procedural compliance of the shareholders' meeting, which aligns with the definition of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 2091 characters, which is relatively short but contains substantive voting results and meeting details, not just a notice or link to a report. Therefore, it is not a Report Publication Announcement (RPA) or Regulatory Filing (RNS). It is not an Annual Report, Interim Report, or any other financial report type. It is not a Proxy Solicitation or Management Report. The key feature is the official disclosure of voting results from a shareholders' meeting, matching the DVA category.
2019-08-05 Chinese
2019年第二次临时股东大会会议材料
AGM Information Classification · 95% confidence The document is titled as materials for the "2019 Second Extraordinary General Meeting of Shareholders" of Hongta Securities Co., Ltd. It contains detailed meeting materials including meeting agenda, proposals for amendments to the company's articles of association, investment management measures, and guarantee management measures. The content is focused on the meeting procedures, voting rights, and detailed proposals to be discussed and approved by shareholders. This matches the description of presentations and materials shared during a general meeting of shareholders, specifically an Extraordinary General Meeting (EGM). Therefore, the document is best classified as AGM Information (AGM-R), which includes materials shared during Annual or Extraordinary General Meetings. The document length is substantial and contains detailed meeting materials, not just an announcement or a brief summary, so it is not a Report Publication Announcement or Regulatory Filing. Hence, the classification is AGM-R with high confidence.
2019-07-24 Chinese
关于召开2019年第二次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a notice about convening the 2019 second extraordinary general meeting of shareholders (临时股东大会) for Hongta Securities Co., Ltd. It includes details about the meeting date, voting methods, agenda items to be discussed, and instructions for shareholders. It does not contain financial statements or results but is an announcement related to a shareholders meeting. This fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA) or possibly Proxy Solicitation & Information Statement (PSI). However, since it is a notice of the meeting itself and not the solicitation materials or voting results, it is best classified as a Proxy Solicitation & Information Statement (PSI), which covers materials sent to shareholders to provide information and request votes for meetings. The document length is about 3103 characters, which is consistent with a meeting notice and proxy materials rather than a full report or voting results announcement.
2019-07-19 Chinese
独立董事关于聘任董事会秘书的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from independent directors regarding the appointment of a board secretary. It references governance codes and qualifications but does not contain financial data, earnings, or detailed management reports. It is an announcement related to board/management changes, specifically the appointment of a board secretary. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and focused on this appointment, confirming it is not a full report or regulatory filing.
2019-07-18 Chinese

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