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HENNESSY ADVISORS INC — Investor Relations & Filings

Ticker · HNNA ISIN · US4258851009 LEI · 549300OM5HCSFZO7FR31 US Financial and insurance activities
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Filings indexed 1,004 across all filing types
Latest filing 2005-08-03 Regulatory Filings
Country US United States of America
Listing US HNNA

About HENNESSY ADVISORS INC

https://www.hennessyadvisors.com/

Hennessy Advisors, Inc. is a publicly traded investment management firm that oversees, services, and markets the Hennessy Funds, a family of open-end mutual funds. The firm provides a broad range of investment strategies across its portfolios, which include domestic equity, multi-asset, balanced, fixed income, and various sector and specialty funds. Operating as an SEC-registered investment advisor since 1990, the company is committed to a shareholder-first philosophy. Hennessy Advisors launched its first mutual fund in 1996.

Recent filings

Filing Released Lang Actions
HOLDINGS REPORT
Regulatory Filings
2005-08-03 English
FORM 8-K DATED AUGUST 2, 2005
Regulatory Filings
2005-08-02 English
FORM 10-QSB FQE JUNE 30, 2005
Interim / Quarterly Report Classification · 100% confidence The document is titled 'FORM 10-QSB' and is described as a 'QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2005.' It contains detailed financial statements including balance sheets, income statements, cash flows, notes to financial statements, and management's discussion and analysis for the quarter ended June 30, 2005. The document is approximately 15,000 characters long, indicating it is a full report rather than a brief announcement. The presence of unaudited interim financial statements and the quarterly period reference confirms this is an interim or quarterly report. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2005-08-02 English
FORM 8-K DATED JULY 25, 2005
Regulatory Filings
2005-07-29 English
Capital/Financing Update 2005
Capital/Financing Update Classification · 100% confidence The document is a Form S-1 Registration Statement filed with the SEC, which is used for registering securities for public offering under the Securities Act of 1933. It includes detailed information about the company, the securities being offered, risk factors, use of proceeds, management discussion, and financial data. This type of filing is related to capital raising activities and the initial or additional public offering of shares. Therefore, it fits the category of Capital/Financing Update filings, which cover updates on company fundraising and financing activities. The document is not an annual report, earnings release, or any other report type but specifically a registration statement for securities offering.
2005-07-26 English
CURRENT REPORT
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a Current Report used to announce major events that shareholders should know about. The text includes details about an amended and restated loan agreement, completion of an acquisition of assets, and creation of a direct financial obligation. These are typical disclosures in an 8-K filing. The document does not contain comprehensive financial statements or detailed financial analysis, so it is not an Annual Report (10-K) or Interim Report (IR). It is not a call transcript, proxy statement, or other specialized report. The content focuses on financing and acquisition updates, which aligns with Capital/Financing Update (CAP). Therefore, the appropriate classification is CAP with high confidence.
2005-07-13 English

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