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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2014-08-01 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
关于发行股份购买中国民族证券有限责任公司100%股权获得中国证监会核准批复的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from 方正证券股份有限公司 regarding the approval by the China Securities Regulatory Commission (中国证监会) for the issuance of shares to purchase 100% equity of 中国民族证券有限责任公司. It details the approval of share issuance, increase in registered capital, shareholder qualifications, and related regulatory compliance steps. The document is a formal announcement of a capital transaction and regulatory approval, not a full financial report or detailed financial statements. It is relatively short (1293 characters) and focuses on the approval and procedural aspects of a capital acquisition. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2014-08-01 Chinese
备考审计报告（2013年、2014年1-3月）
Interim / Quarterly Report Classification · 95% confidence The document is a detailed financial report of 方正证券股份有限公司 covering the period from January 1, 2013 to March 31, 2014. It includes extensive notes on accounting policies, company background, major asset restructuring, financial statement preparation basis, and detailed accounting treatments for various financial instruments and business activities. The length is about 15,000 characters, indicating a comprehensive report rather than a brief announcement. The content includes audited financial data, accounting standards references, and detailed financial disclosures typical of an annual or interim financial report. The period covered is more than a quarter but less than a full fiscal year (about 15 months), and the document is titled as "备考财务报表附注" (pro forma financial statement notes) related to a major asset restructuring. Given the detailed financial data and notes, this fits best as an Interim / Quarterly Report (IR) rather than an Annual Report (10-K) or Audit Report (AR). Q1 2014
2014-08-01 Chinese
关于发行股份购买资产报告书修订说明的公告
Report Publication Announcement Classification · 95% confidence The document is an announcement regarding the revision and supplementary disclosure of a previously published report titled '发行股份购买资产报告书' (Report on Issuance of Shares to Purchase Assets). It references updates and supplements to various chapters of the report, including financial data, risk disclosures, transaction details, and legal opinions. The document states that the updated report will be published on the Shanghai Stock Exchange website on the same day. The document length is 2830 characters, which is relatively short and primarily serves to inform investors about the updated report and its availability rather than containing the full report itself. According to the 'MENU VS MEAL' rule, such a document that announces the publication of a report and provides a summary of updates without the full detailed financial statements should be classified as a Report Publication Announcement (RPA).
2014-08-01 Chinese
西南证券股份有限公司关于公司发行股份购买资产之独立财务顾问报告（修订稿）
Audit Report / Information Classification · 95% confidence The document is titled as an "Independent Financial Advisor Report (Revised)" related to a major asset acquisition by Fangzheng Securities Co., Ltd. It details the transaction background, parties involved, pricing, share issuance, lock-up arrangements, asset valuation, and risk factors. The content is comprehensive and includes financial data, transaction details, and professional opinions on the fairness and compliance of the transaction. It is clearly a detailed advisory report on a significant asset purchase transaction, which aligns with the nature of an Audit Report / Information (AR) or a specialized financial advisory report related to a major asset restructuring. Given the detailed financial analysis, valuation, and professional opinions, and the fact that it is not a full annual report but a standalone advisory report on a major asset acquisition, the best fitting category is Audit Report / Information (AR). FY 2013
2014-08-01 Chinese
北京市天元律师事务所关于方正证券股份有限公司非公开发行股份购买资产暨重大资产重组的补充法律意见（三）
M&A Activity Classification · 95% confidence The document is a detailed legal opinion issued by a law firm regarding a non-public issuance of shares by Fangzheng Securities Co., Ltd. to purchase assets and a major asset restructuring. It includes extensive legal analysis, shareholder structure, commitments related to share lock-up periods, and assurances about the transaction's compliance with laws and regulations. The document is titled as a "supplementary legal opinion" related to a major asset restructuring and non-public share issuance. It is not a financial report, earnings release, or regulatory filing announcement. It is a legal opinion specifically related to a major asset restructuring transaction. Therefore, the document best fits the category of M&A Activity (Code: TAR), which covers announcements and documents related to merger proposals or takeover bids, including major asset restructurings and related legal opinions.
2014-08-01 Chinese
发行股份购买资产报告书（修订稿）
Capital/Financing Update Classification · 95% confidence The document is titled "方正证券股份有限公司发行股份购买资产报告书（修订稿）" which translates to "Fangzheng Securities Co., Ltd. Report on Issuance of Shares to Purchase Assets (Revised Draft)". It details a major asset restructuring transaction involving issuance of shares to acquire 100% equity of Minzu Securities. The document includes extensive sections such as transaction overview, financial accounting information, management discussion and analysis, compliance and rationality analysis, risk factors, independent auditor opinions, and legal opinions. It also references audit reports and asset evaluation reports. The document is lengthy (15,000 characters) and contains substantive financial data, detailed transaction terms, and management analysis. This matches the characteristics of a Capital/Financing Update (CAP) filing, which covers company fundraising, financing activities, or capital structure changes. The document is not a simple announcement or a regulatory filing, nor is it a full annual or interim report. It is a detailed report on a share issuance for asset acquisition, which fits CAP best.
2014-08-01 Chinese

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