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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2014-08-11 Governance Information
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
全面风险管理办法
Governance Information Classification · 95% confidence The document is titled '方正证券股份有限公司全面风险管理办法' which translates to 'Comprehensive Risk Management Measures of Founder Securities Co., Ltd.' It is a detailed internal policy document outlining the company's risk management framework, organizational structure, risk identification, assessment, monitoring, reporting, culture, and accountability. It references regulatory guidelines and internal control rules but does not contain financial statements, earnings data, or shareholder meeting information. It is a governance-related document focusing on internal rules and risk management practices rather than a financial report or announcement. Therefore, it fits best under Governance Information (CGR). The document length is about 4956 characters, which is sufficient for a full policy document rather than a brief announcement or certification.
2014-08-11 Chinese
北京市天元律师事务所关于方正证券股份有限公司非公开发行股份购买资产暨重大资产重组实施结果的法律意见
Legal Proceedings Report Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the implementation results of a non-public share issuance to purchase assets and a major asset restructuring by Fangzheng Securities Co., Ltd. It details the approval by regulatory authorities (China Securities Regulatory Commission), the completion of share issuance, asset transfer, and related corporate actions. The document is a legal opinion on the transaction's implementation and compliance, not a financial report or earnings release. It is not an announcement of a report but a standalone legal opinion related to a major asset restructuring transaction. This fits best under Legal Proceedings Report (LTR) as it involves legal opinions on a significant corporate transaction and compliance with regulatory approvals.
2014-08-11 Chinese
发行股份购买资产实施情况报告书
Capital/Financing Update Classification · 95% confidence The document is titled "方正证券股份有限公司发行股份购买资产实施情况报告书," which translates to "Implementation Report on the Issuance of Shares to Purchase Assets by Founder Securities Co., Ltd." The content details the implementation of a major asset restructuring transaction involving the issuance of shares to acquire 100% equity of another company, 民族证券. It includes sections on the transaction overview, parties involved, share issuance details, approval processes, asset transfer, share registration, compliance, and opinions from independent financial and legal advisors. The document is comprehensive and focuses on the actual implementation status of the share issuance and asset purchase transaction, not just an announcement or summary. It is not a general annual report, earnings release, or proxy statement. It is a detailed report on the execution of a capital/financing transaction involving share issuance for asset acquisition. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2014-08-11 Chinese
公司章程（2014修订）
Governance Information Classification · 100% confidence The document is titled as the Articles of Association (章程) of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains detailed provisions about the company's organization, shareholder rights, board structure, shareholder meetings, voting procedures, and other governance-related rules. There is no indication of financial statements, audit reports, earnings data, or announcements of voting results. The content is focused on the internal rules and governance framework of the company. Therefore, this document fits the category of Governance Information (CGR). The document length is substantial and contains the full text of the governance rules, not just an announcement or summary.
2014-08-11 Chinese
西南证券股份有限公司关于方正证券股份有限公司发行股份购买资产之实施情况的独立财务顾问核查意见
Capital/Financing Update Classification · 95% confidence The document is titled as an "Independent Financial Advisor's Verification Opinion" regarding the implementation of a share issuance to purchase assets by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It extensively details the transaction process, parties involved, share issuance details, approvals, asset transfer, and compliance with relevant laws and regulations. The document includes detailed financial and procedural information about a major asset restructuring transaction, including valuation, share issuance, approvals from regulatory bodies, and verification by an independent financial advisor. It is not a simple announcement or a brief summary but a comprehensive verification report on the implementation of a share issuance for asset purchase. This type of document aligns with the category of Capital/Financing Update (CAP), as it provides detailed updates on the company's financing activities related to issuing shares to purchase assets. It is not an Annual Report, Audit Report, or Earnings Release, nor is it a Proxy Statement or Voting Results announcement. The document length (over 13,000 characters) and detailed content confirm it is a substantive report rather than a mere announcement or certification. Therefore, the appropriate classification is CAP (Capital/Financing Update).
2014-08-11 Chinese
第二届董事会第八次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at the company's board of directors meeting, including the appointment of a Chief Risk Officer, approval of risk management policies, determination of risk appetite and tolerance, and amendments to the company's articles of association. It includes voting results and procedural compliance statements. There are no financial statements or detailed financial performance data. The document is a formal announcement of board/management decisions and changes, not a full report or financial disclosure. Therefore, it fits the category of Board/Management Information (MANG). The document length is 2519 characters, which is consistent with an announcement rather than a full report.
2014-08-11 Chinese

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