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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2014-12-10 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
增加诉讼请求申请书
Legal Proceedings Report Classification · 100% confidence The document is a legal pleading titled '增加诉讼请求申请书' (Application to Add Litigation Claims) involving a plaintiff and defendant in a lawsuit. It details the plaintiff's request to add claims for economic damages against the defendant, referencing contractual agreements and legal rights violations. There is no indication of financial reporting, regulatory filings, or corporate announcements. The content is clearly related to legal proceedings and litigation updates.
2014-12-10 Chinese
股票交易异常波动公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding abnormal stock price fluctuations over a specific period (December 3-5, 2014). It includes the company's investigation results, statements about the absence of undisclosed material information, and risk warnings. The document does not contain financial statements or detailed financial data but serves as a regulatory disclosure about stock price volatility and related company information. It is not an annual or interim report, earnings release, or management discussion. The document fits the category of a Regulatory Filing (RNS) as it is a compliance announcement related to stock trading rules and disclosure obligations without substantive financial data or report content.
2014-12-05 Chinese
2014年11月财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a financial data brief for November 2014 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It provides key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The document explicitly states that the data is unaudited and non-consolidated, and it is a brief summary of monthly financial data rather than a comprehensive quarterly or annual report. The length is short (623 characters), and it is a financial data summary rather than a full report. This fits the definition of a Fund Information / Factsheet (FS), which is a brief summary of key company facts and financials. It is not an Annual Report, Interim Report, or Earnings Release because it lacks comprehensive financial statements or detailed analysis. Therefore, the best classification is FS with high confidence.
2014-12-04 Chinese
重大风险提示公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by 方正证券股份有限公司 (Founder Securities Co., Ltd.) regarding a significant risk related to the audit process of its 2014 annual financial report, specifically concerning its wholly-owned subsidiary, 民族证券 (Minzu Securities). It details disputes over the appointment of the audit firm and the potential impact on the 2014 annual report audit. The document does not contain the annual report itself or detailed financial data but rather discusses risks and planned measures related to the audit process. The document length is short (1701 characters) and is an announcement of a risk situation affecting the audit of the annual report, not the report itself. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for regulatory announcements and disclosures that do not fit other specific categories.
2014-12-02 Chinese
第二届董事会第十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details decisions made by the board regarding independent director resignations, authorization to investigate subsidiary management, and inquiries into financial disclosures by a major shareholder. The content focuses on board decisions and governance matters rather than financial results, audit opinions, or shareholder voting outcomes. It is not a full annual or interim report, nor an earnings release or audit report. The document is a public announcement of board resolutions, which fits the category of Board/Management Information (MANG). The document length is 2184 characters, which is relatively short and consistent with a board meeting resolution announcement rather than a full report.
2014-12-02 Chinese
第二届董事会第十二次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at the 12th meeting of the 2nd Board of Directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details decisions made by the board, including approval of management measures for subsidiaries and financing proposals. The document is a formal notice of board meeting decisions, not a full report or financial statement. It does not contain financial data or detailed management discussion but focuses on board resolutions. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication, so it is not RPA or RNS.
2014-12-02 Chinese

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