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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2014-04-28 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2014年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "方正证券股份有限公司2014 年第一季度报告" which translates to "Founder Securities Co., Ltd. 2014 First Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow information, shareholder information, and management discussion of financial results for the first quarter of 2014. The document length is about 15,000 characters, indicating a comprehensive report rather than a brief announcement. The presence of unaudited quarterly financial statements and detailed financial analysis confirms this is a quarterly financial report. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). Q1 2014
2014-04-28 Chinese
关于控股股东解除部分股份质押并继续质押公司股份的公告
Share Issue/Capital Change Classification · 95% confidence The document is a short announcement regarding the pledge and release of shares by the controlling shareholder of the company. It details the number of shares pledged and released, the shareholder's total holdings, and the pledge percentages. There is no financial report, earnings data, or management discussion. The document is an official announcement about share pledging activity, which fits the category of Share Issue/Capital Change (SHA) as it relates to changes in share capital status through pledging. The document length is short and focused on capital structure changes, not a full report or regulatory filing. Therefore, the appropriate classification is SHA.
2014-04-21 Chinese
2013年度独立董事述职报告
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Director's Annual Report" for the year 2013 by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the independent directors' basic information, attendance at meetings, duties performed, and evaluations of company governance and financial practices during the year. The content focuses on the independent directors' activities and their oversight role rather than presenting full financial statements or audit results. The document length is 4414 characters, which is relatively short but contains substantive content about the directors' annual duties and governance oversight. This type of document is a report by the board members (independent directors) about their annual work and governance activities, which fits best under the category of Board/Management Information (MANG). It is not an Annual Report (10-K), Audit Report (AR), or Management Discussion & Analysis (MDA), as it does not contain comprehensive financial data or management's financial explanations. It is also not a Regulatory Filing (RNS) or Report Publication Announcement (RPA) because it is a substantive report, not just an announcement or certification. Therefore, the most appropriate classification is MANG with high confidence.
2014-04-15 Chinese
关于召开2013年年度股东大会的通知
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2013 Annual General Meeting (AGM) of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes information about the meeting date, voting procedures (both onsite and online), agenda items to be discussed and voted on, including the 2013 annual report, financial statements, profit distribution plan, and major asset restructuring proposals. It also contains attachments such as proxy forms and online voting instructions. The document does not contain the actual annual report or financial statements but rather serves as a formal notification to shareholders about the AGM and the matters to be voted on. The length is 7729 characters, which is substantial but the content is clearly a meeting notice and voting instructions rather than the report itself. Therefore, according to the classification rules, this document fits the category of AGM Information (AGM-R).
2014-04-15 Chinese
会计政策变更公告
Regulatory Filings Classification · 95% confidence The document is titled '会计政策变更公告' which translates to 'Accounting Policy Change Announcement'. It details adjustments to accounting policies and the impact on financial statement line items, including balance sheet and cash flow statement reclassifications. It references regulatory guidelines from the Ministry of Finance and the China Securities Regulatory Commission. The document includes opinions from independent directors, the supervisory board, and an accounting firm regarding the policy change. The content is focused on explaining the accounting policy change and its effects, not presenting a full financial report or audit report. The document length is 4559 characters, which is relatively short and consistent with an announcement rather than a full report. There is no indication that this is a full Annual Report (10-K), Interim Report (IR), or Audit Report (AR). It is not a certification letter or a regulatory filing of a different nature. Therefore, the document is best classified as a Regulatory Filing (RNS) because it is an official announcement of accounting policy changes and related adjustments, but not a full financial report or audit report itself.
2014-04-15 Chinese
备考审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Audit Report" and contains detailed financial statements including a balance sheet, profit and loss statement, and notes to the financial statements. It also includes extensive accounting policies and explanations related to the preparation of the financial statements. The document references audit opinions and audit firms, indicating it is a standalone audit report rather than a full annual report. The document length is substantial (15,000 characters), and it contains actual financial data and detailed audit information. There is no indication that this is merely an announcement or a certification letter. Therefore, this document fits the category of an Audit Report / Information (AR). FY 2013
2014-04-15 Chinese

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