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Ellington Financial Inc. — Investor Relations & Filings

Ticker · EFC ISIN · US28852N4060 LEI · 60GS1D1R1YY5G1W7IT74 US Financial and insurance activities
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Filings indexed 909 across all filing types
Latest filing 2011-05-17 Declaration of Voting R…
Country US United States of America
Listing US EFC

About Ellington Financial Inc.

https://www.ellingtonfinancial.com/

Ellington Financial Inc. is an investment company that acquires and manages a diverse portfolio of financial assets. Its investments span mortgage-related, consumer-related, and corporate-related assets, primarily in the form of loans and securities. The company's strategy focuses on opportunistically investing in underserved and complex niche market segments to capitalize on market inefficiencies and relative value. A key aspect of its approach is the use of proprietary credit, interest rate, and prepayment models, alongside advanced research and analytics, to guide a disciplined investment process. In addition to acquiring loans and securities, the firm also makes strategic debt and equity investments in loan originators. The primary objective is to generate attractive, risk-adjusted returns for investors through dynamic allocation and hedging strategies.

Recent filings

Filing Released Lang Actions
8-K Filing
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 16, 2011, reporting the submission of matters to a vote of security holders at the company's annual meeting. It includes detailed voting results on director elections, advisory votes on executive compensation, and ratification of the accounting firm. This matches the description of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 3703 characters, which is short but contains detailed vote results, not just an announcement of a report. Therefore, it is not a Report Publication Announcement (RPA). The content is not a full annual report, audit report, or other financial report, nor is it a management or earnings report. Hence, the correct classification is DVA with high confidence.
2011-05-17 English
10-Q Filing
Interim / Quarterly Report Q1 2011
2011-05-12 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, dated May 11, 2011, by Ellington Financial LLC. It discloses that the company's senior management will make a presentation at the JMP Securities Research Conference and that presentation materials will be available on the company's website. It also mentions a webcast of the presentation. The document explicitly states it is furnished pursuant to Item 7.01 of Form 8-K, which relates to Regulation FD Disclosure. The document does not contain the presentation itself or detailed financial data but announces the availability of presentation materials and webcast. The document length is 3369 characters, which is relatively short and consistent with an announcement rather than a full report. According to the rules, announcements of presentations or reports without the actual report content should be classified as Regulatory Filings (RNS). Therefore, the appropriate classification is Regulatory Filings (RNS).
2011-05-11 English
8-K Filing
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated May 9, 2011, by Ellington Financial LLC. It specifically references Item 2.02 "Results of Operations and Financial Condition" and includes a press release as Exhibit 99.1 announcing financial results for the quarter ended March 31, 2011. The text states that the press release is furnished herewith and incorporated by reference. The document is relatively short (3462 characters) and primarily serves to announce the earnings release rather than providing detailed financial statements or analysis itself. According to the rules, such a document that announces quarterly financial results and includes a press release is classified as an Earnings Release (ER).
2011-05-10 English
8-K Filing
Regulatory Filings Classification · 95% confidence The document is a Form 8-K Current Report filed with the SEC, which is used for reporting unscheduled material events or corporate changes. The text indicates it includes a press release announcing the estimated book value per common share as of a recent date. The document is short (3110 characters) and primarily serves to furnish a press release rather than detailed financial statements or comprehensive reports. It does not contain full financial data or detailed analysis, so it is not an Annual Report (10-K), Interim Report (IR), or Earnings Release (ER). It is also not a certification or legal proceeding. The nature of the document is a regulatory filing reporting a specific event (Regulation FD Disclosure) and attaching a press release. Therefore, the best classification is Regulatory Filings (RNS), which is the fallback for miscellaneous SEC filings like Form 8-K that do not fit other categories.
2011-05-09 English
4 Filing
Director's Dealing
2011-05-05 English

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