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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,208 across all filing types
Latest filing 2018-10-09 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
涉及仲裁的公告
Legal Proceedings Report Classification · 95% confidence The document is titled as an announcement regarding arbitration involving CITIC Securities Co., Ltd. It details the arbitration case, parties involved, claims, and the impact on the company's financial condition. The document is relatively short (3208 characters) and serves as a public announcement of a legal proceeding rather than a full legal proceeding report or financial report. It does not contain financial statements or detailed financial analysis. It is not a full audit report or annual/interim report. It is clearly an announcement about legal proceedings (arbitration) involving the company. Therefore, the most appropriate classification is Legal Proceedings Report (LTR).
2018-10-09 Chinese
H股公告
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report on changes in the issued share capital of the company, including details on ordinary shares, preferred shares, share options, warrants, convertible bonds, and other agreements related to shares. It is addressed to the Hong Kong Stock Exchange and dated October 5, 2018, reporting as of September 30, 2018. The content focuses on share capital changes, share issuance, and related shareholding details. There is no indication of financial performance data, earnings, management discussion, or other report types. The document is a regulatory filing specifically about share capital changes and share issuance activities, which aligns with the category for Share Issue/Capital Change (SHA). The document length is 7848 characters, which is substantive and contains detailed data, not just an announcement or a certification. Therefore, the appropriate classification is Share Issue/Capital Change (SHA).
2018-10-08 Chinese
关于召开2018年第二次临时股东大会的通知
AGM Information Classification · 95% confidence The document is a detailed notice about the convening of the 2018 second extraordinary general meeting (临时股东大会) of 中信建投证券股份有限公司. It includes information about the meeting date, voting methods, agenda items to be discussed and voted on, registration procedures, and contact details. It also contains attachments such as proxy forms and meeting reply forms. There is no financial data, earnings information, or audit content. The document is not a report itself but a formal announcement and notice for a shareholders meeting. Therefore, it fits the category of AGM Information (AGM-R), which covers presentations and materials shared during the Annual General Meeting or similar shareholder meetings.
2018-09-13 Chinese
H股公告-2018年中期报告
Interim / Quarterly Report Classification · 95% confidence The document is titled "2018中期報告" which translates to "2018 Interim Report". It covers the period from January 1, 2018 to June 30, 2018, indicating it is a half-year financial report. The content includes detailed financial data such as total income, operating profit, net profit attributable to shareholders, cash flow, assets, liabilities, and equity as of June 30, 2018, compared to the previous year-end. It also contains management discussion and analysis (MD&A) sections discussing business segments, market conditions, and outlook for the second half of 2018. The document is about 15,000 characters long, which is substantial and contains actual financial statements and analysis, not just an announcement or summary. Therefore, it fits the definition of an Interim / Quarterly Report (IR). H1 2018
2018-09-13 Chinese
2018年第二次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as materials for the "2018 Second Extraordinary General Meeting of Shareholders" of CITIC Securities Co., Ltd. It contains detailed agenda items and proposals for shareholder approval, including changes to registered capital, amendments to the company charter, profit distribution plans, and self-operated investment limits. The content is clearly intended for presentation and discussion at a shareholders' meeting, with procedural details such as voting times and locations. There is no indication that this is a full annual report, earnings release, or other financial report. Instead, it is a set of meeting materials prepared for an extraordinary general meeting. Therefore, the document fits the category of AGM Information (AGM-R). The document length (5847 characters) and detailed agenda support this classification with high confidence.
2018-09-13 Chinese
2018年8月份财务数据简报
Fund Information / Factsheet Classification · 90% confidence The document is a brief financial data summary for August 2018 from 中信建投证券股份有限公司. It explicitly states that the data is unaudited, non-consolidated, and preliminary, with final data to be confirmed in the company's periodic report. The document length is short (509 characters), and it serves as a monthly financial data brief rather than a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis. Therefore, it fits best as a Financial Supplement Data or a brief financial update. However, since it is a short summary of key financial data for a month, it aligns most closely with the Fund Information / Factsheet (FS) category, which covers brief summaries of key company financials and market info.
2018-09-06 Chinese

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