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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,208 across all filing types
Latest filing 2018-11-08 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
2018年非公开发行次级债券（第一期）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a non-public subordinated bond by the company. It includes details such as the approval from the Shanghai Stock Exchange, the bond issuance scale, pricing, and final interest rate. The document is short (489 characters) and focuses on the outcome of a financing activity rather than a full financial report or detailed financial statements. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2018-11-08 Chinese
2017年非公开发行证券公司短期公司债券（第六期）本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an official announcement from 中信建投证券股份有限公司 regarding the repayment of principal and interest and the delisting (摘牌) of a specific short-term corporate bond (第六期) issued in 2017. It details the bond's basic information, repayment schedule, interest tax information, and the delisting date from the Shanghai Stock Exchange. The document is not a financial report, earnings release, or management discussion but a formal notice about bond repayment and delisting. The key terms such as '兑付' (repayment), '摘牌公告' (delisting announcement), and specific dates for delisting and repayment confirm this is a Delisting Announcement. The document length is 3244 characters, which is consistent with an announcement rather than a full report. Therefore, the correct classification is Delisting Announcement (DLST).
2018-11-08 Chinese
2018年10月份财务数据简报
Interim / Quarterly Report Classification · 95% confidence The document is a financial data brief for October 2018 from 中信建投证券股份有限公司 (CITIC Securities). It contains key financial figures such as operating income, net profit, and net assets for the month, explicitly stating the data is unaudited and non-consolidated. The document is short (592 characters) and presents summarized monthly financial data rather than a full comprehensive report. It is not an annual or quarterly report but a brief financial update for a specific month. This fits the definition of an Interim / Quarterly Report (IR) as it provides substantive financial data for a period shorter than a full fiscal year. Therefore, the correct classification is IR with high confidence. Q4 2018
2018-11-06 Chinese
2018年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2018 年第三季度报告" which translates to "2018 Third Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on significant changes and events during the quarter. The report covers the period ending September 30, 2018, and includes unaudited financial statements, management discussion of financial results, shareholder information, and other disclosures typical of a quarterly financial report. The length of the document (15,000 characters) and the presence of substantive financial data confirm it is a full interim/quarterly report rather than a brief announcement or certification. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). 9M 2018
2018-10-30 Chinese
2018年第二次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the 2018 second extraordinary general meeting of shareholders of 中信建投证券股份有限公司. It includes information about the meeting date, location, attendance, voting results on various proposals, legal compliance, and lawyer witness statements. The content focuses on the voting outcomes and procedural details of the shareholders' meeting rather than presenting financial statements or management analysis. This matches the definition of a Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is about 3017 characters, which is sufficient for a full voting results announcement rather than a brief notice. Therefore, the correct classification is DVA.
2018-10-30 Chinese
信息披露暂缓与豁免管理制度
Governance Information Classification · 95% confidence The document is a detailed internal policy manual titled 'Information Disclosure Delay and Exemption Management System' for a securities company. It outlines rules, procedures, and conditions for delaying or exempting disclosure of information in compliance with securities laws and stock exchange regulations in China and Hong Kong. It includes definitions, approval processes, confidentiality commitments, and monitoring mechanisms. There are no financial statements, earnings data, or investor presentations. It is not an announcement or a brief notice but a comprehensive governance document related to disclosure practices and compliance. Therefore, it fits best under Governance Information (CGR). The document length is 4193 characters, which is sufficient for a substantive governance report rather than a short announcement or certification.
2018-10-30 Chinese

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