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Caulis Inc. — Investor Relations & Filings

Ticker · 153A ISIN · JP3205750007 T Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
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Filings indexed 21 across all filing types
Latest filing 2024-03-29 Regulatory Filings
Country JP Japan
Listing T 153A

About Caulis Inc.

https://caulis.jp/

Caulis Inc. is a cybersecurity company specializing in solutions for fraud detection, identity theft prevention, and anti-money laundering (AML). The company provides a security platform as a service that detects unauthorized access and fraudulent activities by analyzing user online behavior. Its technology utilizes a cross-industry database of fraudulent access information to enhance security. Caulis primarily serves financial institutions, utilities, and other enterprise clients. The firm is noted for its public-private partnerships, including a project with power companies under a regulatory sandbox system, with the goal of establishing its services as a core social infrastructure.

Recent filings

Filing Released Lang Actions
確認書
Regulatory Filings Classification · 100% confidence The document is titled '確認書' (Confirmation Letter) and explicitly states it is filed under the Financial Instruments and Exchange Act Article 24-4-2. It serves as an officer certification confirming the accuracy of the company's Annual Securities Report (有価証券報告書). According to the 'CERTIFICATION RULE', documents that are primarily officer certifications or attestations should be classified as Regulatory Filings (RNS), even if they reference a specific report type, as they do not contain the actual financial statements themselves. FY 2023
2024-03-29 Japanese
有価証券報告書－第9期(2023/01/01－2023/12/31)
Annual Report Classification · 100% confidence The document is a '有価証券報告書' (Yuuka Shouken Houkokusho), which is the Japanese equivalent of a 10-K annual report. It contains detailed financial statements, business descriptions, and management information for the fiscal year ending December 31, 2023. It is a comprehensive regulatory filing submitted to the Kanto Local Finance Bureau. FY 2023
2024-03-29 Japanese
臨時報告書
Major Shareholding Notification Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and is submitted to the Kanto Local Finance Bureau. Section 1 explicitly states the reason for filing is a change in a major shareholder, citing Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act and Article 19, Paragraph 2, Item 4 of the Cabinet Office Ordinance on Disclosure of Corporate Information. Section 2 details the change: a major shareholder (島津 敦好) is ceasing to be a major shareholder due to share transactions related to the company's listing on the Tokyo Stock Exchange Growth Market. This type of mandatory, timely disclosure regarding changes in major shareholdings (crossing ownership thresholds) directly corresponds to the definition of Major Shareholding Notification (MRQ) in the provided schema, which covers notifications of changes in significant share ownership levels.
2024-03-28 Japanese
訂正有価証券届出書（新規公開時）
Share Issue/Capital Change Classification · 98% confidence The document text is titled "訂正有価証券届出書（新規公開）" which translates to "Amended Securities Registration Statement (Initial Public Offering)". It details the terms for a public offering (募集) and secondary offering (売出) of shares, including the offering price, underwriting details, use of proceeds, and shareholder information. This structure and terminology are characteristic of documents filed with financial regulators in Japan related to an Initial Public Offering (IPO). While there isn't a direct '10-K' equivalent for IPO registration in the provided codes, the closest category for comprehensive registration/offering documents related to capital structure changes and fundraising is 'CAP' (Capital/Financing Update), as this filing is fundamentally about raising capital through the issuance and sale of shares. However, given the explicit mention of "有価証券届出書" (Securities Registration Statement), which is a core regulatory filing for securities issuance, and the context of an IPO, this document is a primary filing related to capital raising. Since 'CAP' covers financing activities, and this is the core document detailing the terms of the capital raise, it is the most appropriate fit among the choices, although 'RNS' (Regulatory Filings) could also be considered if 'CAP' was too broad. Since the document is the actual registration statement detailing the offering mechanics, 'CAP' is selected over the general 'RNS'.
2024-03-19 Japanese
訂正有価証券届出書（新規公開時）
Share Issue/Capital Change Classification · 98% confidence The document text begins with the title "訂正有価証券届出書（新規公開）" which translates to "Amended Securities Registration Statement (Initial Public Offering)". It is filed with the Kanto Local Finance Bureau ("関東財務局長"). The content details the offering price, underwriting arrangements, capital structure changes related to the issuance of new shares, and the sale of existing shares (including book-building methods, offering amounts, and use of proceeds). This structure and terminology are characteristic of a registration statement filed in connection with a public offering of securities in Japan, specifically for an IPO. Among the provided codes, the closest fit for a comprehensive registration document detailing an offering (which includes both primary issuance and secondary sale components) is not explicitly listed as a standard US SEC form like 10-K, but the nature of the filing—a formal registration document for a public offering—aligns best with the intent behind filings related to capital raising or comprehensive disclosure. Given the options, this document is fundamentally a registration statement for a capital/financing event (IPO). While 'CAP' (Capital/Financing Update) is relevant, the document itself is the formal regulatory filing for the offering. In the context of Japanese filings, a Securities Registration Statement (有価証券届出書) is a core disclosure document. Since there isn't a specific code for a Japanese registration statement, and it details a major capital/financing event (IPO), 'CAP' is the most appropriate category among the choices provided, as it describes the core activity being registered. However, if we strictly interpret the document as the formal regulatory filing itself, 'RNS' (Regulatory Filings) might be considered, but 'CAP' better captures the *purpose* of this specific filing (an IPO registration). Given the detailed financial structure and offering mechanics, it is more than just a simple announcement. Since it is the primary document detailing the terms of the capital raise, 'CAP' is selected.
2024-03-11 Japanese
有価証券届出書（新規公開時）
Share Issue/Capital Change Classification · 98% confidence The document is titled "有価証券届出書（新規公開）" which translates to "Securities Registration Statement (Initial Public Offering)". It is submitted to the Kanto Local Finance Bureau Director ("関東財務局長") on February 22, 2024. The content details the terms for the public offering ("募集") and secondary offering ("売出") of shares, including the number of shares, offering methods (Book-building), expected proceeds, and use of funds. This structure and content are characteristic of a registration statement filed in Japan for an IPO, which aligns most closely with the regulatory filing category for initial public offerings or comprehensive registration documents. Since there is no specific code for a Japanese IPO registration statement (like an S-1 in the US), and it is a comprehensive regulatory filing detailing the issuance of securities, it falls under the general regulatory filing category, or potentially a specific capital/financing update, but the primary nature is the formal registration for the offering. Given the options, 'CAP' (Capital/Financing Update) is plausible, but 'RNS' (Regulatory Filings - fallback) or a specific IPO code (if available) would be considered. In the context of US filings, this is analogous to an S-1, which is a comprehensive registration. Since the document is a full registration statement detailing the offering terms, it is a major regulatory filing related to capital structure change. However, based on the provided definitions, 'CAP' covers fundraising/financing activities, and this document is the core document for a massive financing event (IPO). If we must choose from the list, and recognizing this is a formal regulatory filing for a capital event, 'CAP' is a strong candidate, but 'RNS' is the general fallback for regulatory documents. Given the explicit focus on '募集' (offering) and '売出' (selling) of shares, 'CAP' (Capital/Financing Update) is highly relevant. However, '有価証券届出書' is a specific regulatory filing type. Since 'RNS' is the general regulatory filing fallback, and this is a comprehensive regulatory document, I will lean towards 'RNS' unless 'CAP' is deemed a better fit for the *purpose* of the filing. Since the document is the registration statement itself, not just an announcement of a capital change, it is a core regulatory document. I will classify it as 'RNS' as the most appropriate general regulatory filing category, as it is not a standard 10-K or AR, and 'CAP' is defined more broadly as an 'Update'. The document is the formal registration itself.
2024-02-22 Japanese

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