Skip to main content
CAITONG SECURITIES CO.,LTD logo

CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,018 across all filing types
Latest filing 2018-04-10 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
2018年3月财务数据简报
Interim / Quarterly Report Classification · 95% confidence The document is a financial data brief for March 2018 from Caitong Securities Co., Ltd. It contains key financial figures such as revenue, net profit, and net assets for the month and quarter-to-date. The data is unaudited and non-consolidated, and the document explicitly states it is a financial data summary. The length is short (719 characters), but it includes substantive financial data rather than just an announcement of a report. This matches the definition of an Interim / Quarterly Report (IR), which covers a period shorter than a full fiscal year and contains actual financial data. Therefore, the document should be classified as an Interim / Quarterly Report (IR). Q1 2018
2018-04-10 Chinese
关于“14财通债”公司债券票面利率不调整的公告
Interest Rate Update/Notice Classification · 95% confidence The document is an official announcement from Caitong Securities Co., Ltd. regarding the decision not to adjust the coupon interest rate of their 2014 corporate bonds. It details the bond code, interest rates before and after the decision, relevant dates, and involved institutions. The content focuses on interest rate information related to a specific bond issuance and does not contain financial statements, management discussion, or audit information. It is a formal notice about interest rate status on a debt instrument, fitting the category of Interest Rate Update/Notice (IRAT). The document length is short (1215 characters), and it is not a report publication announcement or certification. Therefore, the appropriate classification is IRAT with high confidence.
2018-04-01 Chinese
关于“14财通债”公司债券回售的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the repurchase (回售) of a specific corporate bond issued by 财通证券股份有限公司 (Caitong Securities Co., Ltd.). It details the terms, dates, procedures, and risks related to the bond repurchase option available to bondholders. The document includes bond codes, interest rates, repayment schedules, tax information, and instructions for bondholders to exercise their repurchase rights. It is not a financial report, earnings release, or management discussion, but rather a formal announcement about a capital/financing activity involving bond repurchase. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and detail support a high confidence in this classification.
2018-04-01 Chinese
2018年第一期次级债券在上海证券交易所挂牌的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a specific bond issuance (2018 first subordinated bond) on the Shanghai Stock Exchange. It provides details about the bond such as name, code, credit rating, issuance amount, interest rate, issuance and listing dates. The document is short (706 characters) and serves as a formal notice of the bond's listing rather than a detailed financial report or prospectus. It does not contain financial statements or management discussion. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2018-03-22 Chinese
关于变更持续督导期保荐代表人的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the change of the sponsor representative for the company's ongoing supervision period related to its initial public offering (IPO). It includes details about the replacement of the sponsor representative and their qualifications. There is no financial data, no report attached or referenced as being published, and no mention of voting results or management changes beyond the sponsor representative role in the IPO process. This fits best under a regulatory announcement category related to corporate governance or regulatory compliance but does not fit the Board/Management Information category since it is about the sponsor representative for IPO supervision, not company board or senior management changes. Given the specificity and nature of the announcement, it is best classified as a Regulatory Filing (RNS), which is the fallback for miscellaneous regulatory announcements that do not fit other categories.
2018-03-09 Chinese
2018年2月财务数据简报
Financial Supplement Data Classification · 85% confidence The document is a brief financial data summary for February 2018 from Caitong Securities, including key financial figures such as revenue, net profit, and net assets. It explicitly states that the data is unaudited and non-consolidated, and final figures will be in the company's periodic report. The document is short (653 characters) and serves as a financial data update rather than a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis. Therefore, it fits best as a Financial Supplement Data (XLSX) or a brief financial data announcement. Given the format and content, it aligns most closely with a Financial Supplement Data type, providing supplementary financial data for a short period without full report details.
2018-03-06 Chinese

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.